George Varughese
Professional summary
George Varughese is a registered financial professional currently at ALVAREZ & MARSAL SECURITIES, LLC located in New York, New York.
George is registered as a RR (Registered Representative) and started their career in finance in 1988. George has worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George Varughese's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2004 - Present
ALVAREZ & MARSAL SECURITIES, LLC
Office #1: 600 Madison Avenue 8th Floor, New York, NY 10022Office #2: 600 Madison Ave 8th Floor, New York, NY, 10022November 3, 2000 - March 8, 2002
CREDIT SUISSE SECURITIES (USA) LLC
February 26, 1999 - March 8, 2002
PERSHING LLC
March 22, 1990 - April 2, 1993
KIDDER, PEABODY & CO. INCORPORATED
October 19, 1988 - March 14, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/24/2006)
(10/23/2014)
(11/1/2013)
(4/12/2006)
(11/19/2014)
(4/1/2025)
(5/5/2016)
(5/10/2016)
(1/28/2015)
(1/9/2004)
(3/3/2025)
(5/4/2016)
(3/5/2014)
(5/4/2016)
(3/19/2014)
(11/8/2016)
(4/9/2025)
(3/3/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ALVAREZ & MARSAL SECURITIES, LLC
CRD#: 127858 / SEC#: , 8-66055
Contact information
FINRA licenses (18 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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