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Gregory R. Mcmahan

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CRD#: 1070244
GM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Randolph Mcmahan was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1982. Gregory had worked at 10 firms and has passed the Series 63, Series 65, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 8, 2006 - June 1, 2007

WFG INVESTMENTS, INC.

BD
CRD#: 22704
WALTHAM, MA
Past

February 16, 2005 - May 11, 2005

GOLDEN EAGLE SECURITIES, INC.

BD
CRD#: 19586
NEW YORK, NY
Past

July 2, 2004 - September 24, 2013

CLARK CAPITAL MANAGEMENT GROUP INC

RIA
CRD#: 104796
PHILA, PA
Past

June 27, 2002 - July 30, 2002

FISHER INVESTMENTS

RIA
CRD#: 107342
CHARLOTTE, NC
Past

October 10, 2001 - April 3, 2002

COREBRIDGE CAPITAL SERVICES, INC.

BD
CRD#: 13158
JERSEY CITY, NJ
Past

October 23, 1998 - October 5, 2001

AMERICAN GENERAL FUNDS DISTRIBUTORS, INC.

BD
CRD#: 42935
BOSTON, MA
Past

January 27, 1993 - March 6, 1998

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

BD
CRD#: 17580
BOSTON, MA
Past

September 21, 1990 - February 25, 1992

MANULIFE WOOD LOGAN, INC.

BD
CRD#: 19177
STAMFORD, CT
Past

August 3, 1984 - September 5, 1990

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

BD
CRD#: 7325
BOSTON, MA
Past

October 22, 1982 - August 15, 1984

MASSACHUSETTS FINANCIAL SERVICES COMPANY

BD
CRD#: 7383

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/26/2007
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/14/2002
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 6
Date: 2/15/2005
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 8/2/1994
Investment Company Products/Variable Contracts Principal Examination

Current Firm

WI
WFG INVESTMENTS, INC.
THE (WILSON) WILLIAMS FINANCIAL GROUP | WILLIAMS, BUCHANAN & COMPANY, INC. | WILLIAMS FINANCIAL GROUP | WFG INVESTMENTS, INC.

CRD#: 22704 / SEC#: , 8-39928

BD
Terminated by SEC on 11/21/2017
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 06/08/1988
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
WILLIAMS FINANCIAL GROUPOWNER
WILLIAMS, DAVID WILSONPRESIDENT/CHIEF COMPLIANCE OFFICER4178982
WILLIAMS, WILSON HENRYCHAIRMAN OF THE BOARD, CEO834161

Disclosures

Regulatory Event23
Civil Event1
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WFG INVESTMENTS, INC.

CRD#: 22704

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