Steven Schumacher
Professional summary
Steven Schumacher, who also goes by Steve Schumacher, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1982. Steven has worked at 6 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Schumacher's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 3, 2011 - October 15, 2019
WELLS FARGO CLEARING SERVICES, LLC
April 17, 2006 - December 31, 2010
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
October 1, 2000 - April 3, 2006
WELLS FARGO CLEARING SERVICES, LLC
April 9, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
April 19, 1996 - April 6, 1999
SECURIAN FINANCIAL SERVICES, INC.
December 23, 1982 - April 15, 1996
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/7/2019)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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