Kevin R. Seal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Roy Seal was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1982. Kevin had worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2009 - February 28, 2012
PENSIONTREND INVESTMENT ADVISERS, LLC
January 3, 2008 - July 2, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 21, 2004 - December 18, 2007
COMERICA SECURITIES
October 1, 1999 - December 18, 2007
COMERICA SECURITIES
May 24, 1999 - November 23, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 19, 1998 - May 10, 1999
COMERICA SECURITIES
February 9, 1984 - February 20, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 28, 1983 - March 7, 1984
MORGAN STANLEY DW INC.
October 20, 1982 - November 28, 1983
H. B. SHAINE & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PENSIONTREND INVESTMENT ADVISERS, LLC
CRD#: 116900 / SEC#: 801-60702
Contact information
Red Flags
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