Erick R. Zanner

WEINBERG ADVISORY GROUP

Columbus, OH 43215

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CRD#: 1068709

Professional summary

Erick Ray Zanner is a registered financial advisor currently at WEINBERG ADVISORY GROUP located in Columbus, Ohio.

Erick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Erick has worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 8 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FINRA ARBITRATOR. THE TIME SPENT ON THIS ACTIVITY WILL VARY THROUGHOUT ANY GIVEN YEAR BUT MAY ACCOUNT FOR ABOUT 1% OF REGISTRANT'S TIME. COMPENSATED MEMBER OF THE BOARD OF DIRECTORS OF PRIORITY DESIGNS, A PRIVATE COMPANY LOCATED IN WHITEHALL, OH (4 HRS PER QUARTER).

Blog Corner

CRS (Client Relationship Summary) - RIA

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 2017 - Present

WEINBERG ADVISORY GROUP

Office #1: 35 North Fourth Street Suite 300-d, Columbus, OH 43215

RIA

CRD#: 133954

Columbus, OH

Past

December 11, 2017 - December 31, 2020

WEINBERG ADVISORY GROUP

RIA

CRD#: 133954

Columbus, OH

Past

August 14, 2008 - December 31, 2017

JDM INVESTMENT COUNSEL, LLC

RIA

CRD#: 147736

COLUMBUS, OH

Past

January 9, 2008 - October 27, 2008

MAGNUS ADVISORY GROUP

RIA

CRD#: 142817

NORTHPORT, MI

Past

September 21, 2001 - January 17, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

COLUMBUS, OH

Past

August 8, 2001 - January 17, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

COLUMBUS, OH

Past

January 10, 1991 - August 7, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

September 23, 1987 - August 29, 1990

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

COLUMBUS, OH

Past

November 13, 1984 - September 3, 1987

FIFTH THIRD SECURITIES, INC.

CRD#: 628

Past

February 28, 1984 - November 5, 1984

MEUSE, RINKER, CHAPMAN, ENDRES & BROOKS

CRD#: 10181

Past

November 24, 1982 - June 9, 1984

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(12/8/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/26/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/30/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 8/31/1994

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/20/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 4/30/1996

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 53

Date: 1/20/1988

Municipal Securities Principal Examination

Current Firm

WEINBERG ADVISORY GROUP

WEINBERG ADVISORY GROUP | WEINBERG ADVISORY GROUP, L.L.C.

CRD#: 133954 / SEC#:

Ohio

Registered Investment Advisory firm - (1/31/2005 Approved)

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Contact information

Main Address

35 North Fourth Street Suite 300-d, Columbus, OH 43215

Mailing Address

Phone number

(614) 571-5409

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	130
AUM (Assets Under Management)	$ 50,250,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Erick R. Zanner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erick Ray Zanner's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEINBERG ADVISORY GROUP

JDM INVESTMENT COUNSEL, LLC

MAGNUS ADVISORY GROUP

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

THE HUNTINGTON INVESTMENT COMPANY

FIFTH THIRD SECURITIES, INC.

MEUSE, RINKER, CHAPMAN, ENDRES & BROOKS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 9/26/1996

Series 63

Date: 1/30/1991

Series 3

Date: 8/31/1994

Series 7

Date: 11/20/1982

Series 8

Date: 4/30/1996

Series 53

Date: 1/20/1988

Current Firm

WEINBERG ADVISORY GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEINBERG ADVISORY GROUP

TRUST BUT VERIFY

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