Edward T. Davie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Thomas Bedford Davie JR, who also goes by Bedford Davie Jr, E T Bedford Davie Jr, Edward Tb Davie Jr, Edward Thomas Bedford Davie, Et Bedford Davie Jr, Et Bedford Davie, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1996. Edward had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2013 - June 5, 2017
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 23, 2013 - June 5, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 28, 2012 - December 7, 2012
INVESTMENT CENTERS OF AMERICA, INC.
November 2, 2011 - March 27, 2012
PARK AVENUE SECURITIES LLC
September 16, 1997 - July 31, 1998
FIRST UNION BROKERAGE SERVICES, INC.
April 16, 1996 - September 3, 1997
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
