John W. Brimacombe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Brimacombe was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2006 - January 8, 2015
GROVE POINT INVESTMENTS, LLC
September 1, 2006 - January 8, 2015
GROVE POINT INVESTMENTS, LLC
July 2, 2004 - September 1, 2006
ZIMBALIST SMITH INVESTMENTS, LLC
September 12, 1994 - October 22, 2003
GROVE POINT INVESTMENTS, LLC
April 30, 1993 - August 22, 1994
LPL FINANCIAL LLC
August 14, 1990 - May 3, 1993
GROVE POINT INVESTMENTS, LLC
November 3, 1987 - July 12, 1990
LEGG MASON WOOD WALKER, INCORPORATED
October 30, 1987 - November 4, 1987
LEGG MASON MASTEN INC.
October 20, 1982 - July 12, 1990
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
