RR
Robert S. Russell
CETERA INVESTMENT ADVISERS LLC
BIRMINGHAM, AL 35223
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CRD#: 1068227
RR
Professional summary
Robert Scott Russell, who also goes by Scott Russell, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Birmingham, Alabama and CETERA WEALTH SERVICES, LLC located in Birmingham, Alabama.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Robert has worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Russell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) R.S. RUSSELL FINANCIAL GROUP INC; Investment Related; 2700 Hwy 280 South, Ste 206 West, Birmingham, AL 35223; Insurance & Financial Services; Owner/Producer; Start Date 03/1996; 160 hours, more or less, per month with the majority of hours per month occurring during trading hours; Insurance sales and marketing. >> LARS LLC; Non-Investment Related; Birmingham, AL; Property Management; Managing Member; Start Date 06/2010; No hours per month; Currently there are no business operations for this LLC. >> DEXTER BUILDING LLC; Non-Investment Related; 2700 Hwy 280 South, Ste 206 West, Birmingham, AL 35223; Business Holdings; Stockholder/Owner; Start Date 08/2018; No hours per month; Owner. >> SPITFIRE REALTY, LLC; Investment Related; 3010 3rd Avenue South, Birmingham, AL 35233; Real Estate; Passive Investor; Start Date 07/2006; No hours per month; Passive investor. >> BENT TREE LAND, LLC; Non-Investment Related; Residence; Real Estate; Owner; Start Date 09/2021; No hours per month; Manage a recreational property. >> THE GABLES COTTAGES LLC; Non-Investment Related; Birmingham, AL; Landlord or other Real Estate; Owner; Start Date 02/2013; No hours per month; 2nd Residence LLC - my second residence. >> RUSSELL FAMILY PARTNERSHIP LLC; Investment Related; Birmingham, AL; Other; Treasurer; Start Date 09/2020; No hours per month; I manage the investments on behalf of my wife and children in this Family trust. >> FIELDCO LLC; Non-Investment Related; Birmingham, AL; Other; Treasurer; Start Date 03/2024; No hours per month; No current duties/activities.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Scott Russell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3309 Eaton Road, Birmingham, AL 35223RIA
CRD#: 105644
BIRMINGHAM, AL
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: Mountain Brook Center 2700 Highway 280, Suite 206 West, Birmingham, AL 35223BD
CRD#: 13572
Birmingham, AL
Past
January 3, 2007 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Birmingham, AL
Past
January 3, 2007 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Birmingham, AL
Past
December 21, 1995 - December 31, 2006
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BIRMINGHAM, AL
Past
November 20, 1992 - December 21, 1995
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
November 23, 1982 - November 3, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
November 23, 1982 - November 3, 1992
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/20/2025)
IAR
Alabama(2/20/2025)
RR
Florida(2/20/2025)
RR
Georgia(2/20/2025)
RR
Michigan(2/20/2025)
RR
Tennessee(2/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Birmingham, AL 35223TRUST BUT VERIFY
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