Ross W. Mccann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ross Wayne Mccann was a registered financial professional .
Ross is a previously registered financial professional and started their career in finance in 1994. Ross had worked at 2 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 10, 1998 - July 10, 2014
EQUITABLE ADVISORS, LLC
March 22, 1994 - January 6, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 22, 1994 - January 6, 1998
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
CRD#: 4039 / SEC#: , 8-14082
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AXA FINANCIAL, INC. | SHAREHOLDER | |
| BEBEAR, CLAUDE | DIRECTOR | 2190371 |
| BROCKSOM, CHRISTOPHER JOHN | DIRECTOR | 2273261 |
| COLLOCH, FRANCOISE | DIRECTOR | 2273262 |
| DELACROIXDECASTRIES, HENRI | DIRECTOR | 2413752 |
| DIONNE, JOSEPH LEWIS | DIRECTOR | 1485211 |
| DUVERNE, DENIS | DIRECTOR | 3028622 |
| ESREY, WILLIAM TODD | DIRECTOR | 202413 |
| FOURTOU, JEAN RENE | DIRECTOR | 2273265 |
| FRANCIS, NORMAN CHRISTOPHER | DIRECTOR | 1968944 |
| GARBER, ROBERT E | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | 2231578 |
| GREENE, DONALD JOHN | DIRECTOR | 2190390 |
| HAMILTON, ANTHONY JOHN | DIRECTOR | 2706166 |
| HARTLEY, JOHN THOMAS | DIRECTOR | 2190356 |
| HASKELL, JOHN HENRY FARRELL | DIRECTOR | 239380 |
| HEGARTY, MICHAEL | PRESIDENT, CHIEF OPERATING OFFICER & DIRECTOR | 2474862 |
| HENDERSON, MARY REGINA | DIRECTOR | 2849961 |
| JARMAIN, WILLIAM EDWIN CHARLES | DIRECTOR | 2273266 |
| JOHNSTON, DON | DIRECTOR | 1537624 |
| KAPLAN, DONALD ROY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | 1727509 |
| LOWY, GEORGE THEODORE | DIRECTOR | 2273267 |
| MILLER, EDWARD DANIEL | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & DIRECTOR | 2940587 |
| NORIS, PETER DANA | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | 1327281 |
| PINEAUVALENCIENNE, DIDIER | DIRECTOR | 1990731 |
| SELLA, GEORGE J | DIRECTOR | 1830782 |
| SUQUET, JOSE MINO SUAREZ | EXECUTIVE VICE PRESIDENT & CHIEF DISTRIBUTION OFFICER | 709852 |
| TULLIN, STANLEY BERNARD | SENIOR EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR | 2761384 |
| WILLIAMS, DAVE HARRELL | DIRECTOR | 467574 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 10 |
Red Flags
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