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CV

Christopher J. Vaccaro

TOUCHSTONE SECURITIES
CINCINNATI, OH 45202
Some features on this profile are disabled
CRD#: 1068191
CV

Professional summary

Christopher John Vaccaro is a registered financial professional currently at TOUCHSTONE SECURITIES, INC. located in Cincinnati, Ohio.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1983. Christopher has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher John Vaccaro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 28, 2000 - Present

TOUCHSTONE SECURITIES, INC.

Office #1: 303 Broadway Suite 1100, Cincinnati, OH 45202
BD
CRD#: 1526
CINCINNATI, OH
Past

November 24, 1998 - March 28, 2000

ARM SECURITIES CORPORATION

BD
CRD#: 932
MINOT, ND
Past

December 15, 1997 - July 20, 1998

COREBRIDGE CAPITAL SERVICES, INC.

BD
CRD#: 13158
JERSEY CITY, NJ
Past

January 24, 1983 - December 15, 1986

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
Past

January 24, 1983 - December 23, 1986

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/27/2010)
RR
Alaska
(3/16/2012)
RR
Arizona
(8/27/2010)
RR
Arkansas
(3/16/2012)
RR
California
(8/27/2010)
RR
Colorado
(8/27/2010)
RR
Connecticut
(12/11/2006)
RR
Delaware
(8/27/2010)
RR
District of Columbia
(3/16/2012)
RR
Florida
(12/11/2006)
RR
Georgia
(8/27/2010)
RR
Hawaii
(3/16/2012)
RR
Idaho
(3/16/2012)
RR
Illinois
(8/27/2010)
RR
Indiana
(8/27/2010)
RR
Iowa
(8/27/2010)
RR
Kansas
(10/20/2010)
RR
Kentucky
(8/27/2010)
RR
Louisiana
(3/16/2012)
RR
Maine
(3/16/2012)
RR
Maryland
(4/5/2011)
RR
Massachusetts
(8/27/2010)
RR
Michigan
(3/16/2012)
RR
Minnesota
(3/16/2012)
RR
Mississippi
(3/16/2012)
RR
Missouri
(3/16/2012)
RR
Montana
(3/16/2012)
RR
Nebraska
(3/16/2012)
RR
Nevada
(3/16/2012)
RR
New Hampshire
(3/16/2012)
RR
New Jersey
(12/11/2006)
RR
New Mexico
(3/16/2012)
RR
New York
(3/28/2000)
RR
North Carolina
(8/27/2010)
RR
North Dakota
(3/16/2012)
RR
Ohio
(8/27/2010)
RR
Oklahoma
(3/16/2012)
RR
Oregon
(3/16/2012)
RR
Pennsylvania
(10/20/2010)
RR
Puerto Rico
(3/16/2012)
RR
Rhode Island
(8/27/2010)
RR
South Carolina
(8/27/2010)
RR
South Dakota
(3/16/2012)
RR
Tennessee
(8/27/2010)
RR
Texas
(8/27/2010)
RR
Utah
(3/16/2012)
RR
Vermont
(3/16/2012)
RR
Virginia
(3/16/2012)
RR
Washington
(8/27/2010)
RR
West Virginia
(3/16/2012)
RR
Wisconsin
(8/27/2010)
RR
Wyoming
(3/16/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 12/11/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 12/11/1997
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TOUCHSTONE SECURITIES, INC.
TOUCHSTONE SECURITIES, INC.
CONTINENTAL MANAGEMENT, INC. | TOUCHSTONE SECURITIES, INC.

CRD#: 1526 / SEC#: , 8-14052

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
303 Broadway Suite 1100, Cincinnati, OH 45202
Mailing Address
303 Broadway Suite 1100, Cincinnati, OH 45202
Phone number
(513) 362-8000
Established
Nebraska since 02/27/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IFS FINANCIAL SERVICES, INC.SHAREHOLDER
AARTS, ERIKVP, SENIOR FIXED INCOME STRATEGIST2556961
ALGE, BENJAMIN JPRESIDENT6225581
BRAY, TIMOTHY ALLENDIVISIONAL VICE PRESIDENT1858477
CONNELLY, LINDSAY MICHELLEAVP & ASSISTANT TREASURER7212999
COSTANZA, TIMOTHY JOHNVP MANAGING DIRECTOR INSTITUTIONAL DEVELOPMENT4471461
HERRON, SARAH SPARKSSECRETARY6905684
JOHNSON, JAY VINCENTVP, CORPORATE FINANCE AND TREASURER6607547
JONES, MICHAEL STEPHENASSISTANT VICE PRESIDENT5537600
KOERNER, RICHARD MICHAELVP, SENIOR ETF SALES SPECIALIST2249223
MCGRUDER, JILL TRIPPDIRECTOR1221720
MOCK, MARY TAYLORSVP & HEAD OF DISTRIBUTION5276399
MORSE, JULIE LYNNSVP, MARKETING6743435
MUSGROVE, JOHN SAVP - ASSISTANT TREASURER6607165
NIEMEYER, JONATHAN DAVIDDIRECTOR5863603
SCOTT, SHAWN MICHAELCHIEF COMPLIANCE OFFICER4673623
STEARNS, TIMOTHY STEVENVP, COMPLIANCE1327230
WIEDENHEFT, TERRIE ANNCHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER2619213
WITTMAN, SCOTTVICE PRESIDENT, TAX7679752
WUEBBLING, DONALD JOSEPHDIRECTOR473438

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOUCHSTONE SECURITIES, INC.

TOUCHSTONE SECURITIES, INC.

CRD#: 1526Cincinnati, OH 45202

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