Ozzie W. Divinere
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ozzie Worthington Divinere, who also goes by Oswald W Divinere, Oswald Worthington Divinere, Oz Divinere, Ozzie Divinere, was a registered financial professional .
Ozzie is a previously registered financial professional and started their career in finance in 1982. Ozzie had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2017 - February 23, 2018
EPSTEIN AND WHITE FINANCIAL LLC
August 9, 2017 - October 26, 2017
INDEPENDENT FINANCIAL GROUP, LLC
August 8, 2017 - October 26, 2017
INDEPENDENT FINANCIAL GROUP, LLC
October 12, 2016 - July 13, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 6, 2016 - July 13, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 10, 2002 - December 16, 2011
ALPHAMAX DISTRIBUTORS, L.L.C.
July 1, 1996 - July 16, 2002
MF GLOBAL INC.
February 9, 1993 - July 1, 1996
INDEX SECURITIES, INC.
October 5, 1992 - November 9, 1992
PACIFIC CAPITAL PARTNERS, INC.
June 11, 1991 - October 18, 1991
DEL MAR SECURITIES, INC.
January 31, 1991 - May 7, 1991
INDEX SECURITIES, INC.
May 23, 1989 - October 29, 1990
LASALLE ST SECURITIES, L.L.C.
January 20, 1987 - May 23, 1988
BEARE BROTHERS & CO. INC.
October 20, 1982 - November 28, 1986
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
EPSTEIN AND WHITE FINANCIAL LLC
CRD#: 281230 / SEC#: 801-110754
Contact information
Red Flags
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