James L. Chrisler
Professional summary
James Lawrence Chrisler, who also goes by Jim Chrisler, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
James is registered as a RR (Registered Representative) and started their career in finance in 1982. James has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Lawrence Chrisler's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2018 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 24, 2009 - March 9, 2018
AUSDAL FINANCIAL PARTNERS, INC.
May 31, 1986 - August 20, 2009
WATERSTONE FINANCIAL GROUP, INC.
September 20, 1984 - September 3, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
October 11, 1982 - October 9, 1984
TRANSAMERICA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/1/2018)
(3/11/2022)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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