William C. Hoeffer

WILLIAM C. HOEFFER, JR.

Glendale, CA

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CRD#: 1067673

Professional summary

William Charles Hoeffer Jr., CFP®, who also goes by Bill Hoeffer Jr., William C. Hoeffer, William Hoeffer Jr., is a registered financial advisor currently at WILLIAM C. HOEFFER, JR. INC. located in Glendale, California and THE LEADERS GROUP, INC. located in Summit, New Jersey.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. William has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Hoeffer Jr. | William C. Hoeffer | William Hoeffer Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) WILLIAM C HOEFFER JR INC - 1/14/91 - 1651 Colina Drive, Glendale, CA 91208 - Registered IAR, Financial Planning, insurance and pension consulting & investment advisement, Invt Rel, RA business, 156 hrs/mo; 130 hrs/mo (during trading hours). 2.) WILLIAM C HOEFFER JR INC - 12/18/89 - 1651 Colina Drive, Glendale, CA 91208 - President, Life/Health/DI insurance sales, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 3.) INDEPENDENT INSURANCE AGENT - 8/10/82 - 1651 Colina Drive, Glendale, CA 91208 - Independent Agent, Sales and marketing, Not Invt Rel, Insurance sales business, 156 hrs/mo; 130 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Charles Hoeffer Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 14, 1991 - Present

WILLIAM C. HOEFFER, JR. INC.

RIA

CRD#: 114131

Glendale, CA

Current

June 20, 2025 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

August 21, 2017 - June 10, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

Glendale, CA

Past

August 21, 2017 - June 10, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

Glendale, CA

Past

April 27, 2000 - August 21, 2017

FINANCIAL WEST GROUP

RIA

CRD#: 16668

Glendale, CA

Past

November 22, 1991 - August 21, 2017

FINANCIAL WEST GROUP

CRD#: 16668

Glendale, CA

Past

September 26, 1988 - October 8, 1991

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

June 1, 1983 - November 10, 1988

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

January 19, 1983 - August 30, 1988

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/20/2025)

IAR

California
(1/14/1991)

California
(6/20/2025)

Connecticut
(6/20/2025)

Florida
(6/20/2025)

Idaho
(6/20/2025)

Illinois
(6/20/2025)

Louisiana
(6/20/2025)

Massachusetts
(6/20/2025)

Nevada
(6/20/2025)

New Jersey
(6/20/2025)

IAR

New York
(8/24/2021)

New York
(6/20/2025)

North Carolina
(6/24/2025)

Ohio
(6/20/2025)

Pennsylvania
(6/20/2025)

Texas
(6/20/2025)

Virginia
(6/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/26/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/25/1987

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/18/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/25/1993

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WILLIAM C. HOEFFER, JR. INC.

CRD#: 114131 / SEC#:

California

Registered Investment Advisory firm - (1/14/1991 Approved)

New York

Registered Investment Advisory firm - (1/18/1995 Approved)

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Contact information

Main Address

Glendale, CA

Mailing Address

Phone number

(818) 500-9245

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William C. Hoeffer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Charles Hoeffer Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

FINANCIAL WEST GROUP

FINANCIAL WEST GROUP

INVESTACORP, INC.

1717 CAPITAL MANAGEMENT COMPANY

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

State Registrations and Notice Filings

Exams

Series 63

Date: 6/26/1987

SIE

Date: 10/1/2018

Series 7

Date: 4/25/1987

Series 6

Date: 1/18/1983

Series 24

Date: 6/25/1993

FINRA

Current Firm

WILLIAM C. HOEFFER, JR. INC.

Contact information

Documents

Red Flags

Company Information

WILLIAM C. HOEFFER, JR. INC.

TRUST BUT VERIFY

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