John P. Oshea
Professional summary
John Patrick Oshea is a registered financial professional currently at GLOBAL ALLIANCE SECURITIES LLC located in Charleston, South Carolina.
John is registered as a RR (Registered Representative) and started their career in finance in 1982. John has worked at 7 firms and has passed the Series 63, Series 57TO, Series 79TO, Series 99TO, SIE, Series 55, Series 25, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Patrick Oshea's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 7, 2014 - Present
GLOBAL ALLIANCE SECURITIES LLC
Office #2: 2464 Darts Cove Way, Charleston (mt. Pleasant), SC 29466September 29, 2010 - November 13, 2014
TERRANOVA CAPITAL EQUITIES, INC
April 13, 2010 - October 19, 2010
MONARCH CAPITAL GROUP, LLC
February 11, 2009 - April 5, 2010
HUDSON SECURITIES,INC.
July 25, 2003 - January 3, 2007
MONARCH CAPITAL GROUP, LLC
February 9, 2000 - April 20, 2001
LAIDLAW GLOBAL SECURITIES, INC.
April 24, 1987 - May 7, 2009
WESTMINSTER SECURITIES CORPORATION
October 20, 1982 - April 11, 1987
TRADE MANAGE CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2014)
(3/3/2015)
(3/6/2015)
(11/3/2014)
(3/19/2015)
(3/17/2015)
(10/1/2014)
(11/19/2014)
(4/29/2019)
(10/1/2014)
(3/6/2015)
(4/10/2015)
(2/25/2016)
(3/17/2015)
(8/11/2014)
(3/23/2015)
(5/24/2024)
(3/19/2015)
(11/10/2014)
(7/31/2017)
(3/17/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 2/22/2000
Limited Representative-Equity Trader ExamSeries 25
Date: 2/22/2000
NYSE Trading Assistant ExaminationFINRA
Current Firm
GLOBAL ALLIANCE SECURITIES LLC
CRD#: 167164 / SEC#: , 8-69244
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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