John Wiley Slater Jr
Professional Summary
John Wiley Slater JR, who also goes by John Wiley Slater, John Wiley Slater Jr., is a registered financial advisor currently at FOCUS SECURITIES LLC located in Gainesville, Virginia. John is registered as a RR (Registered Representative) and started their career in finance in 1982. John has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 62, Series 22, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Wiley Slater, John Wiley Slater Jr.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
FOCUS SECURITIES LLC
Contact Information
Main Address
7371 Atlas Walk Way #259, Gainesville, VA 20155Mailing Address
7371 Atlas Walk Way #259, Gainesville, VA 20155Phone Number
(404) 557-1045Established
Georgia since 03/23/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (46 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOCUS CAPITAL ACQUISITION LLC | OWNER | — |
| BEARD, ROBERT GLENN | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | 5771682 |
| THOMPSON, RICHARD FRANK JR. | FINOP, ER | — |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/12/2020)
(5/23/2011)
(7/9/2018)
(5/20/2010)
(6/3/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 62 — Corporate Securities Limited Representative Examination
Passed Oct 2007Series 22 — Direct Participation Programs Representative Examination
Passed Oct 2007About the Series 22 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Wiley Slater JR's CRS (Customer Relationship Summary).
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