John W. Slater
Professional summary
John Wiley Slater JR, who also goes by John Wiley Slater, John Wiley Slater Jr., is a registered financial professional currently at FOCUS SECURITIES LLC located in Gainesville, Virginia.
John is registered as a RR (Registered Representative) and started their career in finance in 1982. John has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 62, Series 22, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Wiley Slater JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2010 - Present
FOCUS SECURITIES LLC
Office #1: 7371 Atlas Walk Way #259, Gainesville, VA 20155October 2, 2007 - March 5, 2010
WM. H. MURPHY & CO., INC.
May 15, 1987 - February 3, 2003
SLATER & COMPANY SECURITIES, INC.
November 28, 1986 - June 4, 1987
WILLIAM CHARLES INVESTMENT MANAGEMENT, INC.
October 20, 1982 - May 8, 1985
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/12/2020)
(5/23/2011)
(7/9/2018)
(5/20/2010)
(6/3/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 10/6/2007
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
FOCUS SECURITIES LLC
CRD#: 150589 / SEC#: , 8-68273
Contact information
FINRA licenses (46 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOCUS HOLDINGS USA, INC. | OWNER | |
| BEARD, ROBERT GLENN | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | 5771682 |
| THOMPSON, RICHARD FRANK JR. | FINOP, ER |
Red Flags
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