Robert Procida
Professional summary
Robert Procida, who also goes by Bobby Procida, is a registered financial professional currently at ALEXANDER CAPITAL, L.P. located in Red Bank, New Jersey.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1982. Robert has worked at 18 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Procida's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2025 - Present
ALEXANDER CAPITAL, L.P.
Office #1: 10 Drs James Parker Blvd Suite 202, Red Bank, NJ 07701December 8, 2021 - December 31, 2023
LIFEMARK SECURITIES CORP.
July 1, 2020 - December 16, 2021
AMERITAS INVESTMENT COMPANY, LLC
July 24, 2017 - August 20, 2019
VANDERBILT ADVISORY SERVICES
February 10, 2017 - August 20, 2019
VANDERBILT SECURITIES, LLC
February 18, 2015 - February 10, 2017
PRUCO SECURITIES, LLC.
June 18, 2013 - November 19, 2014
SEIDEL & CO., LLC
January 17, 2012 - May 28, 2013
HAPOALIM SECURITIES USA, INC.
October 7, 2010 - December 31, 2011
PIERPONT CAPITAL ADVISORS LLC
September 8, 2010 - October 7, 2010
BLAYLOCK VAN, LLC
May 15, 2007 - September 7, 2010
SEIDEL & CO., LLC
May 31, 2005 - October 9, 2006
MESIROW FINANCIAL, INC.
February 11, 1996 - September 24, 2004
ADVEST, INC.
February 15, 1995 - October 16, 1995
COWEN AND COMPANY
February 18, 1994 - December 30, 1994
BHF SECURITIES CORPORATION
July 6, 1993 - January 7, 1994
ADLER COLEMAN & CO., INC.
October 13, 1992 - July 21, 1993
AMERICAN SECURITIES BD CO., L.P.
March 19, 1991 - September 1, 1992
OPPENHEIMER & CO. INC.
September 24, 1982 - March 27, 1991
MABON, NUGENT & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2025)
(8/17/2025)
Exams
FINRA
Nasdaq Stock Market
Current Firm
ALEXANDER CAPITAL, L.P.
CRD#: 40077 / SEC#: , 8-48957
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SENA MANAGEMENT LLC | PARTNER | |
| JSEC INC | PARTNER | |
| SALKIND, CATHERINE P | PARTNER | 7021439 |
| RUGGIERE, JOSEPH MATTHEW | PARTNER | 2548108 |
| RUGGIERE, WAYNE NMN | PARTNER | 7200730 |
| SALKIND, GENE Z | PARTNER | 7021417 |
| AMATO, JOSEPH ANTHONY | CEO | 2751635 |
| ELDREDGE, MICHAEL WILLIAM | BRANCH MANAGER ATL OFFICE | 2903014 |
| FAUCI, JODI | GENERAL SECS PRINCIPAL | 4189732 |
| FEMIANO, JOHN FRANCIS | GENERAL SECS PRINCIPAL, ANNUUITIES PRINCIPAL | 2132030 |
| FRANCONE, VITO ANTONIO II | COMPLIANCE ASSOCIATE | 2349326 |
| GUIDICIPIETRO, ROCCO GERARD | COO | 2489732 |
| KRISPEAL, RAQUEL E | SENIOR COMPLIANCE OFFICER, BRANCH MANAGER | 5733217 |
| MARTORANO, CARL MARIO | BRANCH MANAGER/OPERATIONS MANAGER/ROSFP | 2286051 |
| MESSINA, PAUL MICHAEL | GENERAL SECS PRINCIPAL, ROSFP, CO-MSRB PRINCIPAL | 5897543 |
| MISITI, MICHELE ANN | CHIEF COMPLIANCE OFFICER - ROSFP - AML OFFICER | 1931272 |
| ROTH, BARBARA NMN | PARTNER | 7200728 |
| SKOVRONCK, JEANPAUL CHARLES | DESIGNATED SUPERVISOR, DEPUTY AML OFFICER | 2744738 |
| STACK, TIMOTHY | SENIOR COMPLIANCE OFFICER | 1426363 |
| STAFFORD, LAWRENCE ROBERT | CHIEF TECHNOLOGY OFFICER | 7046577 |
| SULLIVAN, THOMAS FRANCIS | FINOP/CHIEF FINANCIAL OFFICER/CO-MSRB PRINCIPAL | 1145000 |
| THE SALKIND FAMILY FOUNDATION | PARTNER |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
