BF
Beverly A. Fischetti
DELTA FINANCIAL ADVISORS,
Kensington, MD 20895-4015
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CRD#: 1066558
BF
Professional summary
Beverly Ann Fischetti, CFP® is a registered financial advisor currently at DELTA FINANCIAL ADVISORS, INC located in Kensington, Maryland and REGULUS FINANCIAL GROUP, LLC located in Kensington, Maryland.
Beverly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Beverly has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Budgeting
Education Planning
Debt Management
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Employee and Employer Plan Ben...
Elder Care
Insurance Planning
Estate Planning
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DELTA FINANCIAL ADVISORS INC; 10539 METROPOLITAN AVENUE, KENSINGTON, MD 20895; INVESTMENT RELATED; 180 HRS/MONTH, 80 DURING TRADING HOURS; START 1/1/2018; CHIEF PLANNER; FEE-BASED COMPENSATION; PROVIDES FINANCIAL PLANNING AND INVESTMENT MANAGEMENT AND ALLOCATION 2) INDEPENDENT INSURANCE AGENT; KENSINGTON, MD; LESS THAN 10 HOURS PER MONTH DURING TRADING; INSURANCE AGENT START 1-1-1991; INSURANCE AGENT; PROVIDES INSURANCE SERVICES AND REVIEW 3)BEVERLY A FISCHETTI CPA. LOCATION: 10539 METROPOLITAN AVENUE, KENSINGTON MARYLAND, 20895. PHONE: 301-962-0480. NATURE OF BUSINESS IS TAX PREPARATION SERVICES. TITLE: OWNER. ACTIVITY BEGAN ON 1/03/2017 AND DEVOTES 25 HOURS PER MONTH AND 0 HOURS PER MONTH DURING TRADING HOURS. THIS IS NOT INVESTMENT RELATED. DUTIES AND RESPONSIBILITIES INCLUDE PREPARATION OF IRS FILINGS FOR 1040, 1041 FOR CLIENTS AND PROVIDES ADVICE ON TAX MATTERS RELATED TO INDIVIDUAL TAXATION. NO SUPERVISOR AND RECEIVES COMPENSATION HOURLY. 4) REGULUS ADVISORS, LLC; REGISTERED REPRESENTATIVE; KENSINGTON, MD; UP TO 40 HOURS PER WEEK DURING TRADING HOURS; BROKER DEALER PRODUCT SALES; INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Beverly Ann Fischetti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
December 2, 2004 - Present
DELTA FINANCIAL ADVISORS, INC
Office #1: 10539 Metropolitan Avenue, Kensington, MD 20895-4015RIA
CRD#: 121907
Kensington, MD
Current
August 21, 2015 - Present
REGULUS FINANCIAL GROUP, LLC
Office #1: 10539 Metropolitan Ave, Kensington, MD 20895BD
CRD#: 150631
Kensington, MD
Past
October 17, 2017 - November 9, 2021
BEACON GLOBAL ADVISOR NETWORK, LLC
RIA
CRD#: 288833
Kensington, MD
Past
June 29, 2010 - August 24, 2015
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
KENSINGTON, MD
Past
January 31, 1994 - December 31, 2006
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
KENSINGTON, MD
Past
November 13, 1992 - June 29, 2010
FSC SECURITIES CORPORATION
BD
CRD#: 7461
KENSINGTON, MD
Past
July 3, 1989 - November 23, 1992
LINCOLN INVESTMENT
BD
CRD#: 519
FORT WASHINGTON, PA
Past
October 13, 1982 - July 29, 1989
CITISTREET EQUITIES LLC
BD
CRD#: 7447
SOMERSET, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DF
DELTA FINANCIAL ADVISORS, INC
DELTA FINANCIAL ADVISORS, INC
CRD#: 121907 / SEC#: 801-120897
RIA
Registered Investment Advisory firm - (4/22/2021 Approved)Maryland
Registered Investment Advisory firm - (5/14/2021 Terminated)North Carolina
Registered Investment Advisory firm - (4/30/2021 Terminated)Virginia
Registered Investment Advisory firm - (4/29/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/21/2015)
RR
California(8/21/2015)
RR
Colorado(8/21/2015)
RR
Connecticut(8/21/2015)
RR
Delaware(8/21/2015)
RR
District of Columbia(8/21/2015)
RR
Florida(8/21/2015)
RR
Georgia(8/21/2015)
RR
Hawaii(4/26/2021)
RR
Indiana(8/21/2015)
RR
Louisiana(8/21/2015)
RR
Maine(8/21/2015)
IAR
Maryland(12/2/2004)
RR
Maryland(8/21/2015)
RR
Massachusetts(8/21/2015)
RR
Nevada(8/21/2015)
RR
New Jersey(8/21/2015)
RR
New Mexico(8/21/2015)
RR
New York(8/21/2015)
IAR
North Carolina(4/7/2005)
RR
North Carolina(8/21/2015)
RR
Oregon(8/21/2015)
RR
Pennsylvania(8/21/2015)
RR
South Dakota(10/11/2018)
RR
Texas(1/2/2018)
RR
Vermont(4/28/2021)
IAR
Virginia(2/17/2005)
RR
Virginia(8/21/2015)
RR
West Virginia(1/9/2019)
RR
Wisconsin(1/9/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DF
DELTA FINANCIAL ADVISORS, INC
DELTA FINANCIAL ADVISORS, INC
CRD#: 121907 / SEC#: 801-120897
RIA
Registered Investment Advisory firm - (4/22/2021 Approved)Maryland
Registered Investment Advisory firm - (5/14/2021 Terminated)North Carolina
Registered Investment Advisory firm - (4/30/2021 Terminated)Virginia
Registered Investment Advisory firm - (4/29/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10539 Metropolitan Avenue, Kensington, MD 20895-4015
Mailing Address
Phone number
(301) 962-0480
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 533 |
| AUM (Assets Under Management) | $ 208,474,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
