John C. Domoe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Charles Domoe was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2008 - December 31, 2015
WOODSTOCK FINANCIAL GROUP, INC.
January 3, 2008 - December 31, 2015
WOODSTOCK FINANCIAL GROUP, INC.
July 5, 2007 - December 13, 2007
NEXT FINANCIAL GROUP, INC.
November 15, 2004 - December 31, 2004
NEXT FINANCIAL GROUP, INC.
November 12, 2004 - December 13, 2007
NEXT FINANCIAL GROUP, INC.
March 2, 1998 - November 15, 2004
HORNOR, TOWNSEND & KENT, LLC
January 31, 1995 - March 14, 1996
HORNOR, TOWNSEND & KENT, LLC
September 22, 1994 - January 24, 1995
ACORDIA SECURITIES, INC.
February 16, 1994 - July 25, 1994
COMPULIFE INVESTOR SERVICES, INC.
September 22, 1993 - February 26, 1994
ACORDIA SECURITIES, INC.
September 22, 1993 - August 3, 1999
ACORDIA SECURITIES, INC.
January 1, 1991 - September 21, 1993
HORNOR, TOWNSEND & KENT, LLC
January 13, 1990 - October 2, 1990
VESTAX SECURITIES CORPORATION
April 20, 1989 - September 13, 1989
CENTURY INVESTORS OF AMERICA, INC.
August 28, 1987 - April 24, 1989
ROBERT W. BAIRD & CO. INCORPORATED
August 28, 1987 - May 11, 1989
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 25, 1983 - August 21, 1987
THOMSON MCKINNON SECURITIES INC.
September 24, 1982 - October 14, 1983
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WOODSTOCK FINANCIAL GROUP, INC.
CRD#: 38095 / SEC#: 801-65881, 8-48080
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOODSTOCK HOLDINGS INC | HOLDING COMPANY | |
| BRANCA, ANTHONY DOUGLAS | CHIEF COMPLIANCE OFFICER OF BD | 1178639 |
| BRANCA, ANTHONY DOUGLAS | CHIEF OPERATING OFFICER | 1178639 |
| RAIKE, WILLIAM JASPER III | CHIEF COMPLIANCE OFFICER - RIA | 1502298 |
| RAIKE, WILLIAM JASPER III | PRESIDENT / CEO | 1502298 |
| RAIKE, WILLIAM JASPER III | ROSFP | 1502298 |
| WHITLEY, MELISSA LYNN | CHIEF FINANCIAL OFFICER / FINOP | 2615710 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
