Clifford K. Imahara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clifford Kazuo Imahara, who also goes by Cliff Imahara, was a registered financial professional .
Clifford is a previously registered financial professional and started their career in finance in 1982. Clifford had worked at 5 firms and has passed the Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2013 - December 31, 2014
ASSET PLANNING STRATEGIES GROUP, LLC
November 13, 2008 - December 31, 2011
INTEGRITY ALLIANCE, LLC.
November 12, 2008 - December 31, 2011
INTEGRITY ALLIANCE, LLC.
July 12, 2002 - October 10, 2008
LPL FINANCIAL LLC
March 1, 1999 - October 10, 2008
LPL FINANCIAL LLC
September 21, 1995 - March 17, 1999
WMA SECURITIES, INC.
November 16, 1982 - October 11, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
ASSET PLANNING STRATEGIES GROUP, LLC
CRD#: 166937 / SEC#:
Contact information
Red Flags
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