Joseph S. Pantozzi

AMERITAS ADVISORY SERVICES

Halifax, PA 17032

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CRD#: 1065684

Professional summary

Joseph Salvatore Pantozzi, who also goes by Joe Pantozzi, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Halifax, Pennsylvania and AMERITAS INVESTMENT COMPANY, LLC located in Halifax, Pennsylvania.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Joseph has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Pantozzi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * ALPHA OMEGA WEALTH; SAME AS BRANCH; INV REL; INSURANCE; PRESIDENT; START DATE=01/2016; HRS/MO=160; TRADING HRS/MO=5; MEET WITH CLIENTS * B&B Brokers; Non/Inv Rel; 11092 Hunting Hawk Las Vegas NV 89179;Property and Casualty Company; Other Not connected with him in any way Jason Baker was owner and conducted this business inside of the Alpha Omega Wealth office building which was sold on 10/2020 Start date=2/15/2018; Hrs/Mo=0 Trading Hrs/Mo=0; None * National Association of Insurance & Financial Advisors - Nevada (NAIFA-Nevada); 600 State St Ste A, Cedar Falls, IA, 50613; non-inv rel; To advocate for a positive legislative and regulatory environment, enhance business and professional skills, and promote the ethical conduct of our members; Member; start date=01/1980; hrs/mo=0; trading hrs=0; Occasionally a speaker for agent training only * Aero Wealth LLC; 6920 S Cimarron Rd Ste 100, Las Vegas, NV 89113; inv-rel; sale of fixed insurance products; Shareholder; start date=12/21; hrs/mo=30; trading hr/mo=30; Part Owner * Marshall & Stevens; same as branch; non-inv rel; valuation firm for estate planning purposes as well as supporting clients should they decided to sell their business; Reference; start date=06/2025; hrs/mo=10; trading hrs/mo=0; strategic referral partner

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Salvatore Pantozzi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2023 - Present

AMERITAS ADVISORY SERVICES, LLC

Office #1: 364 Small Valley Rd, Halifax, PA 17032

RIA

CRD#: 317245

Halifax, PA

Current

June 30, 2006 - Present

CRD#: 14646

LAS VEGAS, NV

Past

March 17, 1989 - February 5, 2002

MML INVESTORS SERVICES, LLC

CRD#: 10409

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/26/2015)

California
(6/30/2006)

Florida
(6/30/2006)

Idaho
(8/21/2019)

Nevada
(6/30/2006)

New Jersey
(6/30/2006)

New York
(3/2/2010)

Pennsylvania
(2/13/2023)

IAR

Pennsylvania
(5/5/2023)

Texas
(10/30/2023)

IAR

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

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Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph S. Pantozzi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Salvatore Pantozzi's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS ADVISORY SERVICES, LLC

THE ASCENT GROUP, LLC

AMERITAS INVESTMENT COMPANY, LLC

CARILLON INVESTMENTS, INC.

CARILLON INVESTMENTS, INC.

MML INVESTORS SERVICES, LLC

G. R. PHELPS & CO., INC.

MML INVESTORS SERVICES, LLC

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

METROPOLITAN LIFE INSURANCE COMPANY

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/5/1998

Series 63

Date: 3/21/1997

SIE

Date: 10/1/2018

Series 7

Date: 12/6/1995

Series 22

Date: 7/7/1984

Series 6

Date: 10/6/1982

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

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