Marvin L. Liebe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marvin Lee Liebe, CFP®, who also goes by Marv Liebe, was a registered financial professional .
Marvin is a previously registered financial professional and started their career in finance in 1982. Marvin had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 62, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2003
Experience
September 23, 2020 - September 5, 2024
EPIC PRIVATE WEALTH
June 19, 2014 - March 11, 2021
THE ADVISOR BENEFITS GROUP, INC.
January 20, 2006 - October 20, 2015
ALP FINANCIAL PLANNING INC.
February 13, 2002 - June 8, 2011
ON INVESTMENT MANAGEMENT CO
August 2, 1991 - April 1, 2009
THE O.N. EQUITY SALES COMPANY
October 12, 1990 - August 6, 1991
SECURITIES AMERICA, INC.
February 26, 1990 - October 4, 1990
TRANSAMERICA SECURITIES SALES CORPORATION
February 26, 1990 - October 4, 1990
TRANSAMERICA FINANCIAL ADVISORS, INC.
December 10, 1982 - March 21, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
December 10, 1982 - March 21, 1990
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
EPIC PRIVATE WEALTH
CRD#: 281027 / SEC#: 801-120618
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 8/20/1993
Corporate Securities Limited Representative ExaminationCurrent Firm
EPIC PRIVATE WEALTH
CRD#: 281027 / SEC#: 801-120618
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 766 |
| AUM (Assets Under Management) | $ 248,417,491 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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