David M. Kopyc

RETIREMENT PLANNING GROUP

Malta, NY 12020

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CRD#: 1065369

Professional summary

David M Kopyc, who also goes by David Michael Kopyc, is a registered financial advisor currently at RETIREMENT PLANNING GROUP, LLC located in Malta, New York and PURSHE KAPLAN STERLING INVESTMENTS located in Malta, New York.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. David has worked at 18 firms and has passed the Series 66, Series 63, Series 7TO, Series 99TO, Series 72, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Michael Kopyc

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. David Kopyc is dually-registered as an Investment Advisor Representative with Retirement Planning Group, LLC. (since 06/2021) and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. (PKS" - since 01/2021). Business is conducted from 2691 State Route 9, Suite 201, Malta NY, 12020. Approximately 90% of David's time is for services as an investment advisor representative and the balance as a registered representative and are not affiliated. 2. Insurance Sales; same address; Non-investment related; Approximately 10% of time during the month 3. Host, Retirement Planning Radio Show, Investment Related, 10hrs per week, 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David M Kopyc's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2021 - Present

RETIREMENT PLANNING GROUP, LLC

Office #1: 2691 State Route 9, Malta, NY 12020

RIA

CRD#: 310647

Malta, NY

Current

January 12, 2021 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 2691 State Route 9 Suite 201, Malta, NY 12020

CRD#: 35747

Malta, NY

Past

September 18, 2020 - January 5, 2021

ARBOR POINT ADVISORS

RIA

CRD#: 165127

MALTA, NY

Past

September 18, 2020 - January 5, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

Malta, NY

Past

January 2, 2019 - September 18, 2020

SSN ADVISORY, INC.

RIA

CRD#: 126090

Malta, NY

Past

January 2, 2019 - September 18, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

Malta, NY

Past

October 20, 2008 - December 31, 2018

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

SARATOGA SPRINGS, NY

Past

September 19, 2008 - December 31, 2018

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

SARATOGA SPRINGS, NY

Past

August 31, 2007 - September 19, 2008

IC ADVISORY SERVICES, INC.

RIA

CRD#: 140190

SARATOGA SPRINGS, NY

Past

August 18, 2005 - September 19, 2008

THE INVESTMENT CENTER, INC.

CRD#: 17839

SARATOGA SPRINGS, NY

Past

April 6, 2004 - August 19, 2005

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

April 6, 2004 - August 19, 2005

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

July 25, 2000 - April 6, 2004

THE INVESTMENT CENTER, INC.

CRD#: 17839

BEDMINSTER, NJ

Past

January 31, 1995 - March 6, 2000

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

November 12, 1993 - February 10, 1995

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

September 27, 1991 - September 25, 1992

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

February 16, 1988 - October 5, 1989

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

October 31, 1984 - February 23, 1988

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

March 9, 1984 - September 21, 1984

TUCKER ANTHONY INCORPORATED

CRD#: 837

Past

August 18, 1983 - May 7, 1984

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

Past

May 31, 1983 - October 10, 1983

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREMENT PLANNING GROUP, LLC

CRD#: 310647 / SEC#: 801-119537

RIA

Registered Investment Advisory firm - (9/28/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/12/2021)

Maine
(1/2/2025)

Massachusetts
(1/12/2021)

New York
(1/12/2021)

IAR

New York
(7/29/2021)

North Carolina
(10/23/2024)

Pennsylvania
(1/12/2021)

Vermont
(9/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/16/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/20/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/26/2024

General Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 72

Date: 1/2/2023

Government Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/1984

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/27/1983

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

RETIREMENT PLANNING GROUP, LLC

CRD#: 310647 / SEC#: 801-119537

RIA

Registered Investment Advisory firm - (9/28/2020 Approved)

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Contact information

Main Address

2691 State Route 9, Malta, NY 12020

Mailing Address

Phone number

(518) 580-1919

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RETIREMENT PLANNING GROUP DISCLOSURE BROCHURE (4/10/2025)

Regulatory assets under management

Total Number of Accounts	1,430
AUM (Assets Under Management)	$ 282,828,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

David M. Kopyc

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David M Kopyc's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

ARBOR POINT ADVISORS

SECURITIES AMERICA, INC.

SSN ADVISORY, INC.

SECURITIES SERVICE NETWORK, LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

IC ADVISORY SERVICES, INC.

THE INVESTMENT CENTER, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

THE INVESTMENT CENTER, INC.

SECURITIES AMERICA, INC.

ADVANTAGE CAPITAL CORPORATION

ROBERT THOMAS SECURITIES, INC

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

TUCKER ANTHONY INCORPORATED

NATHAN & LEWIS SECURITIES, INC.

WS GRIFFITH SECURITIES, INC.

Primary Firm SEC Registration

RETIREMENT PLANNING GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/16/2007

Series 63

Date: 7/20/1984

Series 7TO

Date: 4/26/2024

Series 99TO

Date: 1/2/2023

Series 72

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/17/1984

Series 6

Date: 5/27/1983

FINRA

Current Firm

RETIREMENT PLANNING GROUP, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREMENT PLANNING GROUP, LLC

TRUST BUT VERIFY

Contact information

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