Jeffrey S. Kaufman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Sanford Kaufman was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1982. Jeffrey had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2013 - October 4, 2016
GSK WEALTH ADVISORS, INC.
June 1, 2009 - April 29, 2013
MORGAN STANLEY
June 1, 2009 - April 29, 2013
MORGAN STANLEY
April 17, 1991 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
October 12, 1988 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 8, 1984 - October 3, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
September 27, 1982 - September 14, 1984
LEVENSHON & COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
GSK WEALTH ADVISORS, INC.
CRD#: 126603 / SEC#: 801-62333
Contact information
Red Flags
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