Walter Lynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Lynn was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1982. Walter had worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2011 - December 4, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
December 15, 2011 - December 4, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 15, 2009 - January 12, 2010
CHASE INVESTMENT SERVICES CORP.
June 15, 2009 - January 12, 2010
CHASE INVESTMENT SERVICES CORP.
August 18, 2008 - May 20, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
August 18, 2008 - May 20, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
June 16, 2008 - July 16, 2008
EDWARD JONES
June 16, 2008 - July 16, 2008
EDWARD JONES
February 13, 2007 - May 12, 2008
FEDERATED INVESTMENT COUNSELING
February 13, 2007 - May 12, 2008
FEDERATED SECURITIES CORP.
March 8, 2004 - October 16, 2006
MERRILL LYNCH INVESTMENT MANAGERS LP
November 11, 2003 - October 16, 2006
FAM DISTRIBUTORS, INC.
January 4, 2002 - August 20, 2003
SOLOMON ADVISORS
October 20, 1982 - January 25, 2000
INVESCO CAPITAL MARKETS, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
