MB
Mary E. Bateman
CAMBRIDGE INVESTMENT RESEARCH
Wichita, KS 67206
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CRD#: 1064795
MB
Professional summary
Mary Elizabeth Bateman, who also goes by Beth Bateman, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Wichita, Kansas.
Mary is registered as a RR (Registered Representative) and started their career in finance in 1982. Mary has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Beth Bateman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT, 1602 N LAWRENCE CT, WICHITA, KS, 1/1982 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10 HR/YR - 0/TRADING. 2) PEO, 1602 N. LAWRENCE CT.,WHICHITA,KS 67206; STARTED: 3/1/07; POSITION: PRESIDENT DEVOTING 4 HRS/MTHLY W 4 HRS/MTHLY DURING TRADING HRS. 3) MARY BATEMAN 1602 N. LAWRENCE CT WICHITA, KS 67206. BEGAN 4/26/12 AS OWNER. PREMIER MEMBER LYONESS USA. A SHOPPING COMMUNITY, LOYALTY PROGRAM DISTRIBUTING FREE CARDS PROVIDING ACCESS TO DISCOUNTS IN THE SHOPPING COMMUNITY AND MERCHANT REWARDS PROGRAM. NOT INVESTMENT RELATED. DEVOTES 2 HRS/WK. NONE DURING TRADING. 4) MARY BATEMAN, NOTARY, OWNER SINCE 03/26/99, 2 HOURS PER YEAR, 2 DURING TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20 HR/WK -20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 6) SENIOR SUPPORT ADVOCATE, WICHITA, KS, SINCE 10/2013. ASSIST IN SELECTING AN INDEPENDENT LIVING, ASSISTED LIVING, OR HEALTHCARE FACILITY. IDENTIFY PACKING/MOVING SERVICES TO MAKE THE MOVE. IDENTIFY GROUPS THAT CAN PROVIDE ESTATE SALE SERVICES AND HELP MAKE SELECTIONS OF WHO TO USE. ASSIST WITH THE SALE OF RESIDENCE BY IDENTIFYING REALTORS IN THEIR AREA WHO HAVE EXPERTISE IN SELLING THEIR TYPE OF HOUSE. IF NEEDED, ASSIST WITH IDENTIFYING HEALTHCARE PROVIDERS AND MAKING THE TRANSITION TO NEW PROVIDERS IN THE AREA OF THEIR NEW RESIDENCE. ASSIST AS NEEDED WITH TRANSPORTATION TO VARIOUS APPOINTMENTS. NOT INVESTMENT RELATED - DEVOTES 5 HR/WK - 5 HR/TRADING. 7) STRATEGIC PARTNERS FINANCIAL GROUP, 2020 N WEBBRD, SUITE 101 WICHITA, KS. 12/19/2016 , INSURANCE AGENT/SALES. INVESTMENT RELATED, 10/WEEKLY, 10/TRADE. 8) SEDGWICK COUNTY KANSAS FEDERAL AND STATE ELECTION POLL WORKER, 100 N BROADWAY WICHITA KS 67201, 11/2022, CLERK, CIVIC, NIR, 1 HR/MO 1 HR/MO TRADING
CRS (Client Relationship Summary) - BD
Click below to view Mary Elizabeth Bateman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 26, 1999 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2081 N Webb Rd., Wichita, KS 67206BD
CRD#: 39543
Wichita, KS
Past
March 28, 2005 - December 31, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
WICHITA, KS
Past
April 5, 1999 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
RIA
CRD#: 39543
WICHITA, KS
Past
June 20, 1984 - March 26, 1999
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Past
September 24, 1982 - June 25, 1984
FSC SECURITIES CORPORATION
BD
CRD#: 7461
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kansas(3/26/1999)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH, INC.
CAMBRIDGE | JORDAN CREEK FINANCIAL SERVICES | FAIRFIELD GLOBAL INVESTMENTS, INC. | CANTELLA & CO., INC. | CAMBRIDGE INVESTMENT RESERARCH, INC. | CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Phone number
(641) 472-5100
Established
Iowa since 10/12/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543Wichita, KS 67206TRUST BUT VERIFY
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