Stephen Mark Gross
CFP®Professional Summary
Stephen Mark Gross, CFP® is a registered financial advisor currently at MEZZASALMA ADVISORS located in Edgewater, New Jersey. Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Stephen has worked at 8 firms and has passed the Series 65, Series 63, Series 5, Series 7, Series 3 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
44 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
LYCEUM FINANCIAL GROUP LLC | MEZZASALMA, JOHN D. | MEZZASALMA ADVISORS, LLC | MEZZASALMA ADVISORS
Contact Information
Main Address
67 Apple St, Tinton Falls, NJ 07724Phone Number
(732) 842-1120# of Employees
8SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,124AUM (Assets Under Management)
$534,421,615Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
LYCEUM FINANCIAL GROUP LLC | MEZZASALMA, JOHN D. | MEZZASALMA ADVISORS, LLC | MEZZASALMA ADVISORS
State Registrations and Notice Filings
(2/6/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Mar 1983Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Stephen Mark Gross's CRS (Customer Relationship Summary).
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