SG
Stephen M. Gross
MEZZASALMA ADVISORS
Edgewater, NJ 07020
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CRD#: 1064697
SG
Professional summary
Stephen Mark Gross, CFP® is a registered financial advisor currently at MEZZASALMA ADVISORS located in Edgewater, New Jersey.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Stephen has worked at 8 firms and has passed the Series 65, Series 63, Series 5, Series 7, Series 3 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NASD DISPUTE RESOLUTION, 1 LIBERTY PLAZA, 165 BROADWAY 27TH FL., NEW YORK, NY 10006. BEGAN IN 2001 AS AN ARBITRATOR, DEVOTING 10 HR/YR DURING TRADING HOURS. 2)RAMAPO COLLEGE OF NEW JERSEY 505 RAMAPO VALLEY RD MAHWAH, NJ 07430 12 HOURS PER MONTH PROFESSOR OF SECURITIES & INVESTMENTS. 3)EDGEWATER BOARD OF EDUCATION, EDGEWATER, NJ 07020. BEGAN 4/2000 AS THE PRESIDENT, DEVOTING 2 HR/WK NOT DURING TRADING HOURS. 4)PANORAMA CONDO ASSOCIATION, PANORAMA DR., EDGEWATER, NH 07020. BEGAN 12/1995 AS THE PRESIDENT, DEVOTING 7 HR/MONTH NOT DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Mark Gross's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 6, 2025 - Present
MEZZASALMA ADVISORS
Office #1: 725 River Rd. Suite 56, Edgewater, NJ 07020RIA
CRD#: 129045
Edgewater, NJ
Past
December 12, 2005 - December 31, 2024
STEPHEN M. GROSS, INC.
RIA
CRD#: 122725
EDGEWATER, NJ
Past
July 22, 2005 - December 4, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
EDGEWATER, NJ
Past
August 1, 2003 - August 16, 2005
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
October 2, 1991 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
January 22, 1990 - October 7, 1991
LAIDLAW GLOBAL SECURITIES, INC.
BD
CRD#: 19018
NEW YORK, NY
Past
August 16, 1985 - February 8, 1990
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Past
October 20, 1982 - August 29, 1985
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MEZZASALMA ADVISORS
MEZZASALMA ADVISORS | MEZZASALMA, JOHN D. | MEZZASALMA ADVISORS, LLC
CRD#: 129045 / SEC#: 801-120613
RIA
Registered Investment Advisory firm - (3/26/2021 Approved)Connecticut
Registered Investment Advisory firm - (1/26/2018 Terminated)Florida
Registered Investment Advisory firm - (3/29/2021 Terminated)New Jersey
Registered Investment Advisory firm - (4/22/2021 Terminated)New York
Registered Investment Advisory firm - (3/29/2021 Terminated)Texas
Registered Investment Advisory firm - (3/29/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(2/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 5
Date: 3/29/1983
Interest Rate Options ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
MA
MEZZASALMA ADVISORS
MEZZASALMA ADVISORS | MEZZASALMA, JOHN D. | MEZZASALMA ADVISORS, LLC
CRD#: 129045 / SEC#: 801-120613
RIA
Registered Investment Advisory firm - (3/26/2021 Approved)Connecticut
Registered Investment Advisory firm - (1/26/2018 Terminated)Florida
Registered Investment Advisory firm - (3/29/2021 Terminated)New Jersey
Registered Investment Advisory firm - (4/22/2021 Terminated)New York
Registered Investment Advisory firm - (3/29/2021 Terminated)Texas
Registered Investment Advisory firm - (3/29/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
67 Apple St, Tinton Falls, NJ 07724
Mailing Address
Phone number
(732) 842-1120
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 744 |
| AUM (Assets Under Management) | $ 342,193,883 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
