Kenneth L. Henry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Lewis Henry was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1982. Kenneth had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2008 - November 1, 2016
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
January 6, 2003 - November 12, 2007
J.P. MORGAN SECURITIES LLC
January 1, 2000 - December 31, 2003
BEAR STEARNS ASSET MANAGEMENT INC.
May 29, 1998 - November 12, 2007
J.P. MORGAN SECURITIES LLC
October 23, 1985 - May 12, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 24, 1982 - March 13, 1985
K. HENRY INVESTMENTS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
CRD#: 7834 / SEC#: , 8-22992
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
Red Flags
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