JD
John F. Dodds
KESTRA ADVISORY SERVICES
Wauwatosa, WI 53213
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CRD#: 1064015
JD
Professional summary
John Francis Dodds is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Wauwatosa, Wisconsin and KESTRA INVESTMENT SERVICES, LLC located in Wauwatosa, Wisconsin.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. John has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BN: Doddsonsports.com Inv Rel: N Addr: 8318 W. Wisconsin Ave Wauwatosa WI 53213 NOB: Other Other/None of the Above I write stories about Marquette basketball for MU fans. Pos: Owner Start Date: 12/28/2003 Hrs per month: 0% - 10% (0 - 16 hrs) Hrs per month during trading hrs: 0% - 10% (0 - 14 hrs) Duties: I attend home games and press conferences post game and during the week. BN: SportsRep Inv Rel: N Addr: 8318 W Wisconsin Ave Wauwatosa WI 53213 NOB: Consulting Pos: Owner Start Date: 5/28/1985 Hrs per month: 0% - 10% (0 - 16 hrs) Hrs per month during trading hrs: 0% - 10% (0 - 14 hrs) Duties: In the '80s and early 90s I represented NBA prospects and was registered by the NBA players association...but I did not renew this certification after 1996. BN: Telesports Inv Rel: N Addr: 757 N Broadway, Ste 555 Milwaukee WI 53202 NOB: Other Other/None of the Above Help journalists get quotes at GB game Pos: Owner Start Date: 8/28/1979 Hrs per month: 0% - 10% (0 - 16 Hrs) Hrs per month during trading Hrs: 0% - 10% (0 - 14 Hrs) Duties: I drive to GB games...2 Hrs north of Milw...and watch the game...and interview players...write out the quotes...and return home. BN: Kestra Advisory Services, LLC Inv Rel: Y Addr: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Pos: Investment Advisor Representative Start Date: 4/4/2016 Hrs per month: Up to 100% (0 to 160 Hrs) Hrs per month during trading Hrs: Up to 100% (0 to 160 Hrs) Duties: Investment advisory services BN: John F Dodds Inv Rel: N Addr: 8318 W Wisconsin Ave Wauwatosa WI 53213 NOB: Other Other/None of the Above was interviewed by Packer play by play man Wayne Larrivee Position, Title or Relationship: guest Start Date: 3/2/2018 Hrs per month: 0% - 10% (0 - 16 Hrs) Hrs per month during trading Hrs: 0% - 10% (0 - 14 Hrs) Duties: showing up...providing info...telling people who would be interested about it to draw hits and listeners to WTMJ BN: The Tom Pipines show Inv Rel: N Addr: 8318 W. Wisconsin Ave Milwaukee WI 53202 NOB: Other Other/None of the Above it is a Q&A format. Pos: I am a permanent guest who discusses historical events and relates them to the present. Packer drafts. Packer trivia. Start Date: 2/1/2019 Hrs per month: 0% - 10% (0 - 16 Hrs) Hrs per month during trading Hrs: 0% - 10% (0 - 14 Hrs) Duties: I am a guest on the podcast. Tom Pipines the host interviews me about my take on Packer issues....change of coaches...draft picks... BN: THE MARQUETTE HOOPS.COM BASKETBALL SHOW POS: It is a partnership...that is soon to be an LLC...as soon as we get sponsors and we have one NOB: Basketball show that talks about historical heritage of Marquette Basketball and follows the coaches progress as they recruit top HS players INV REL: No #OF HRS: 12 SEC TRAD HRS: 2 START DATE: 01/27/2022 ADDR: 8318 W Wisconsin Ave, Wauwtosa WI 53213 DESC: I serve as co host..and historian...I will solicit sponsors to see if we can actually turn a profit after production costs...We will interview old MU stars via Zoom BN: JOHN F. DODDS & ASSOCIATES POS: Owner NOB: Insurance INV REL: Yes #OF HRS: 56 SECURITIES TRADING HRS: 49 START DATE: 08/01/1988 ADDR: 757 North Broadway, Suite 555, Milwaukee WI 53202 DESC: I sell life insurance
CRS (Client Relationship Summary) - RIA
Click below to view John Francis Dodds's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 19, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 8318 W. Wisconsin Avenue Suite 555, Wauwatosa, WI 53213RIA
CRD#: 283330
Wauwatosa, WI
Current
June 18, 2002 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Wauwatosa, WI
Past
July 16, 2009 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
MILWAUKEE, WI
Past
March 1, 1996 - June 20, 2002
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
December 13, 1993 - September 16, 1996
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
September 12, 1988 - March 1, 1996
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Past
May 10, 1984 - May 20, 1986
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Past
October 11, 1982 - August 1, 1989
ILG SECURITIES CORPORATION
BD
CRD#: 422
KANSAS CITY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/16/2002)
RR
California(6/18/2002)
RR
Florida(6/18/2002)
RR
Illinois(6/18/2002)
RR
Iowa(6/18/2002)
RR
Minnesota(6/18/2002)
RR
Ohio(6/19/2002)
RR
Wisconsin(6/18/2002)
IAR
Wisconsin(4/19/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Wauwatosa, WI 53213TRUST BUT VERIFY
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