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Hendrik Steenhuysen

CRD# 1063888·Registered 1982 - 2010
Previously Registered: Being a previously registered professional could mean that Hendrik is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hendrik Steenhuysen, who also goes by Hank Steenhuysen, was a registered financial advisor. Hendrik was a previously registered financial professional and started their career in finance 1982 - 2010. Hendrik had worked at 16 firms and has passed the Series 63, Series 3, Series 7, Series 53, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Hank Steenhuysen

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

BLACKBOOK CAPITAL, LLC·CRD# 123234
BD
Hillside, NJ
September 15, 2010 - October 27, 2010
MEETING STREET BROKERAGE, LLC·CRD# 34764
BD
Palm City, FL
July 12, 2004 - April 12, 2012
CHOICETRADE·CRD# 104021
BD
East Brunswick, NJ
January 30, 2004 - June 10, 2004
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
November 27, 2001 - January 29, 2002
STERLING ENTERPRISES GROUP, INC.·CRD# 44915
BD
St. Petersburg, FL
August 25, 1999 - June 14, 2000
AC FINANCIAL, INC.·CRD# 21616
BD
Palm Harbor, FL
July 8, 1998 - November 3, 1998
ADDISON FINANCIAL SERVICES, INC.·CRD# 23746
BD
Palm Harbor, FL
June 6, 1991 - July 8, 1998
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
August 20, 1990 - March 11, 1991
ANCHOR NATIONAL FINANCIAL SERVICES, INC.·CRD# 5774
BD
January 22, 1990 - August 17, 1990
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
March 23, 1989 - December 22, 1989
AMUNI FINANCIAL, INC.·CRD# 8365
BD
June 9, 1988 - December 13, 1988
LIFE SECURITIES CORPORATION·CRD# 15144
BD
April 11, 1987 - June 1, 1988
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
September 4, 1986 - April 21, 1987
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
July 16, 1985 - July 31, 1986
JII SECURITIES INC.·CRD# 406
BD
November 6, 1984 - June 6, 1985
E. F. HUTTON & COMPANY INC·CRD# 235
BD
September 24, 1982 - November 2, 1984

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Current Firm

BC
BLACKBOOK CAPITAL, LLC

BLACKBOOK CAPITAL LLC | PHOENIX SECURITIES, INC. | FRANKLIN CHRISTOPHER INVESTMENTS LLC | FRANKLIN CHRISTOPHER INVESTMENT BANKERS, INC. | ET SECURITIES, INC. | BLACKBOOK CAPITAL, LLC | BLACKBOOK CAPITAL, INC.

CRD#: 123234 / SEC#: 8-65577
BD
Terminated by SEC on 08/20/2016

Contact Information

Established

Delaware since 11/10/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
OGELE, FRANKLIN IHENDUCEO, PRESIDENT, FINOP, CCO2197820
APEX HOMES, INCMEMBER—

Disclosures

Regulatory Event

4

Arbitration

1

Judgment/Lien

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2005About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed May 1988About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Sep 1982About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 2004About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Feb 1997About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed May 1994About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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