Jeffrey H. Horstman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Hale Horstman was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1982. Jeffrey had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2010 - November 18, 2014
VALLEY FORGE ASSET MANAGEMENT, LLC
April 5, 2005 - November 18, 2014
VALLEY FORGE ASSET MANAGEMENT, LLC
February 6, 2001 - January 24, 2005
PATRIOT ADVISORS, INC.
October 21, 1986 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
October 21, 1986 - October 28, 1997
OSAIC FA, INC.
October 21, 1986 - October 28, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 28, 1983 - October 26, 1984
VANGUARD MARKETING CORPORATION
October 29, 1982 - March 25, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALLEY FORGE ASSET MANAGEMENT, LLC
CRD#: 7438 / SEC#: 801-25300, 8-17864
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BB&T CORPORATION | OWNER | |
| BORN, DONALD LOUIS | SENIOR VICE PRESIDENT & MANAGER | 26281 |
| CORACE, FRANK CHARLES | SENIOR VICE PRESIDENT & MANAGER | 53962 |
| CRAM, BRYAN SCOTT | MANAGER | 2723431 |
| FOLLMAN, SR, JOHN PHILIP SR | MANAGER | 4595746 |
| FRANCIS, BERNARD ALLEN JR | CEO, PRESIDENT, CHAIRMAN OF THE BOARD | 710809 |
| GIBBEL, HENRY HERSHBERGER | MANAGER | 4595685 |
| GIBSON, JAMES EDWARD | CHIEF OPERATING OFFICER, CHIEF INVESTMENT OFFICER & MANAGER | 2682807 |
| HOSTETTER, DREW KEVIN | MANAGER | 6311313 |
| MALLOY, KELLY CARTER | SENIOR VICE PRESIDENT, SECRETARY | 1204816 |
| MCCALLUM, JEFFREY SCOTT | SENIOR VICE PRESIDENT | 725576 |
| MERINAR, DENISE KATHLEEN | HEAD OF VFAM, MANAGER | 4126939 |
| ROSE, M. ZEV | MANAGER | 4595660 |
| SWALLOW, MICHAEL FRANCIS | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER, SENIOR VICE PRESIDENT & TREASURER | 3241109 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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