John C. Hardy

HARDY REED

Oxford, MS 38655

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CRD#: 1063495

Professional summary

John Cazort Hardy, AIF®, CIMA®, CPWA® is a registered financial advisor currently at HARDY REED, LLC located in Oxford, Mississippi.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. John has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Star Holdings, LLC. 434 N 14th Street Oxford, MS 38655 Holds rental Property, 50% owner, spends approximately 2.5% of time, none during investment hours, paying bills, managing property, & collecting rent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Cazort Hardy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CIMA^®

Certified Investment Management Analyst

CPWA^®

Certified Private Wealth Advisor

Start date: 2011-11-23

Expire date: 2024-01-31

Experience

Current

August 25, 2006 - Present

HARDY REED, LLC

Office #1: 300a Enterprise Drive, Oxford, MS 38655

RIA

CRD#: 141024

Oxford, MS

Past

May 16, 2003 - August 25, 2006

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

TUPELO, MS

Past

February 11, 1986 - August 25, 2006

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

TUPELO, MS

Past

May 2, 1983 - October 9, 1984

UMIC, INC.

CRD#: 5974

Past

October 20, 1982 - April 14, 1983

CHANDLER SECURITIES CORPORATION

CRD#: 1436

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARDY REED, LLC

CRD#: 141024 / SEC#: 801-66976

RIA

Registered Investment Advisory firm - (7/5/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Mississippi
(8/25/2006)

IAR

Texas
(3/26/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/5/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/16/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 11/22/1999

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 10/22/1999

General Securities Sales Supervisor - General Module Examination

Current Firm

HARDY REED, LLC

CRD#: 141024 / SEC#: 801-66976

RIA

Registered Investment Advisory firm - (7/5/2006 Approved)

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Contact information

Main Address

101 S. Front Street, Tupelo, MS 38804

Mailing Address

P.o. Box 437, Tupelo, MS 38802-0437

Phone number

(662) 823-4722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HARDY REED FORM ADV PART 2A BROCHURE (3/7/2025)

Regulatory assets under management

Total Number of Accounts	365
AUM (Assets Under Management)	$ 2,357,448,960

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John C. Hardy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Cazort Hardy's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

UMIC, INC.

CHANDLER SECURITIES CORPORATION

Primary Firm SEC Registration

HARDY REED, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/1999

Series 63

Date: 5/5/1983

Series 7

Date: 10/16/1982

Series 9

Date: 11/22/1999

Series 10

Date: 10/22/1999

Current Firm

HARDY REED, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARDY REED, LLC

TRUST BUT VERIFY

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