John B. Hooper
Professional summary
John Butler Hooper JR, who also goes by Jr John Butler Hooper, is a registered financial professional currently at FMSBONDS, INC. located in Bainbridge Island, Washington.
John is registered as a RR (Registered Representative) and started their career in finance in 1982. John has worked at 6 firms and has passed the Series 63, SIE and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Butler Hooper JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2015 - Present
FMSBONDS, INC.
Office #1: 600 Winslow Way Suite 211, Bainbridge Island, WA 98110May 25, 2006 - September 1, 2015
1ST DISCOUNT BROKERAGE, INC.
April 13, 2005 - May 1, 2006
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
December 19, 2003 - April 13, 2005
ADVISORS ASSET MANAGEMENT, INC.
October 1, 1999 - November 26, 2003
W. H. MELL ASSOCIATES, INC.
July 20, 1982 - June 28, 1999
SEATTLE-NORTHWEST SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2015)
(9/16/2015)
(9/4/2015)
(9/16/2015)
(9/4/2015)
(9/16/2015)
(2/5/2016)
(10/7/2015)
(9/16/2015)
(9/24/2020)
(9/16/2015)
(9/16/2015)
(9/16/2015)
(9/16/2015)
(9/16/2015)
(9/16/2015)
Exams
FINRA
Current Firm
FMSBONDS, INC.
CRD#: 7793 / SEC#: , 8-23280
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEINSILVER, PAUL | CHAIRMAN OF THE BOARD | 500389 |
| KLOTZ, JAMES ARNOLD | PRESIDENT | 500438 |
| GUERRISE, MATTHEW ANTHONY | CHIEF COMPLIANCE OFFICER | 2673770 |
| PARKER, ANNE MICHELLE | SROP AND CROP | 2226034 |
| SELIGSOHN, MICHAEL STEVEN | CHIEF OPERATIONS OFFICER, VICE PRESIDENT | 2189850 |
| SWINARSKI, THEODORE ANTHONY | SENIOR VICE PRESIDENT - TRADING SUPERVISOR | 1584451 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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