Jeanette M. Becker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeanette Marie Becker, who also goes by Jeanie Becker, Jeanette Marie House, Jeanie Marie House, was a registered financial professional .
Jeanette is a previously registered financial professional and started their career in finance in 1982. Jeanette had worked at 10 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2014 - September 17, 2014
SOUTHEAST INVESTMENTS, N.C., INC.
July 9, 2014 - September 17, 2014
SOUTHEAST INVESTMENTS, N.C., INC.
March 30, 2005 - September 13, 2012
PNC WEALTH MANAGEMENT LLC
February 14, 2005 - September 13, 2012
PNC WEALTH MANAGEMENT LLC
April 1, 1999 - February 8, 2005
CHASE INVESTMENT SERVICES CORP.
March 31, 1999 - February 8, 2005
CHASE INVESTMENT SERVICES CORP.
August 11, 1993 - March 12, 1998
HSBC BROKERAGE (USA) INC.
April 15, 1991 - May 11, 1992
CAPITAL BROKERAGE CORPORATION
March 30, 1990 - April 12, 1991
GOLDK INVESTMENT SERVICES, INC
May 16, 1988 - February 20, 1990
UBS FINANCIAL SERVICES INC.
April 11, 1988 - May 28, 1988
LEHMAN BROTHERS INC.
October 31, 1987 - April 11, 1988
E. F. HUTTON & COMPANY INC
March 27, 1986 - October 28, 1987
GOLDK INVESTMENT SERVICES, INC
November 24, 1982 - April 24, 1984
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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