John R. Marx

EDGE WEALTH MANAGEMENT

New York, NY 10022

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CRD#: 1062448

Professional summary

John Robert Marx, who also goes by Harp Marx, Harpo Marx, is a registered financial advisor currently at EDGE WEALTH MANAGEMENT, LLC located in New York, New York.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. John has worked at 8 firms and has passed the Series 63, Series 7, Series 5, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Harp Marx | Harpo Marx

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Robert Marx's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2021 - Present

EDGE WEALTH MANAGEMENT, LLC

Office #1: 805 Third Avenue Floor 12, New York, NY 10022

RIA

CRD#: 142380

New York, NY

Past

January 9, 2009 - April 3, 2012

MUFG SECURITIES AMERICAS INC.

CRD#: 19685

NEW YORK, NY

Past

June 14, 2001 - May 17, 2005

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Past

July 23, 1996 - January 16, 1997

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

March 25, 1996 - July 29, 1996

MCFADDEN, FARRELL & SMITH, L.P.

CRD#: 26245

NEW YORK, NY

Past

May 17, 1994 - July 24, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 8, 1991 - April 27, 1994

MORGAN STANLEY MARKET PRODUCTS INC.

CRD#: 19794

NEW YORK, NY

Past

August 24, 1982 - April 27, 1994

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EDGE WEALTH MANAGEMENT, LLC

CRD#: 142380 / SEC#: 801-67345

RIA

Registered Investment Advisory firm - (12/4/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/31/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/8/2009

General Securities Representative Examination

General Industry/Product Exam

Series 5

Date: 6/15/1982

Interest Rate Options Examination

Principal/Supervisory Exam

Series 24

Date: 10/20/2009

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 3/21/1989

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

EDGE WEALTH MANAGEMENT, LLC

CRD#: 142380 / SEC#: 801-67345

RIA

Registered Investment Advisory firm - (12/4/2006 Approved)

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Contact information

Main Address

805 Third Avenue Floor 12, New York, NY 10022

Mailing Address

Phone number

(212) 682-0133

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/25/2025)

Regulatory assets under management

Total Number of Accounts	472
AUM (Assets Under Management)	$ 770,730,886

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John R. Marx

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Robert Marx's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUFG SECURITIES AMERICAS INC.

NOMURA SECURITIES INTERNATIONAL, INC.

J.P. MORGAN SECURITIES LLC

MCFADDEN, FARRELL & SMITH, L.P.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY MARKET PRODUCTS INC.

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

EDGE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/31/2009

Series 7

Date: 1/8/2009

Series 5

Date: 6/15/1982

Series 24

Date: 10/20/2009

Series 8

Date: 3/21/1989

Current Firm

EDGE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EDGE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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