MT
Mclain Tallungan
JOURNEY FINANCIAL GROUP
BUFFALO GROVE, IL 60089
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CRD#: 1062311
MT
Professional summary
Mclain Tallungan is a registered financial advisor currently at JOURNEY FINANCIAL GROUP, INC. located in Buffalo Grove, Illinois.
Mclain is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Mclain has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ENGAGED IN INSURANCE SALES, NOT INVESTMENT RELATED, ADDRESS SAME AS CURRENT EMPLOYER (BUFFALO GROVE), START DATE: APPROX. 02/1997; APPROX HRS PER WEEK=15 2. JOURNEY FINANCIAL GROUP INC. POSITION: Owner - NATURE: Corporation^Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 3 START DATE: 02/01/1997 ADDRESS: 1110 W. Lake Cook Rd Suite 265 Buffalo Grove IL 60089, buffalo grove IL 60089, United States DESCRIPTION: recommending Ins products to my clients 3. NOTARY PUBLIC POSITION: Notary Public NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/1990 ADDRESS: 1110 W. Lake Cook Rd, Suite 265, Buffalo Grove IL 60089, United States; DESCRIPTION: Provide Notary Public services to existing clients in the firm at no charge. 4. JOURNEY FINANCIAL GROUP INC. POSITION: President NATURE: Corporation^Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 02/01/1997 ADDRESS: 1110 W. Lake Cook Rd Suite 265B Buffalo Grove, IL 60089, buffalo grove IL 60089, United States DESCRIPTION: Financial Planning
CRS (Client Relationship Summary) - RIA
Click below to view Mclain Tallungan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 15, 1998 - Present
JOURNEY FINANCIAL GROUP, INC.
Office #1: 1110 W. Lake Cook Road Suite 265, Buffalo Grove, IL 60089RIA
CRD#: 123565
BUFFALO GROVE, IL
Past
February 4, 1997 - August 7, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
BUFFALO GROVE, IL
Past
July 19, 1991 - March 9, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
February 5, 1991 - February 3, 1997
WATERSTONE FINANCIAL GROUP, INC.
BD
CRD#: 10078
BOSTON, MA
Past
January 18, 1984 - March 18, 1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
January 18, 1984 - March 18, 1991
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JF
JOURNEY FINANCIAL GROUP, INC.
JOURNEY FINANCIAL GROUP, INC.
CRD#: 123565 / SEC#: 801-79263
RIA
Registered Investment Advisory firm - (2/26/2014 Approved)Illinois
Registered Investment Advisory firm - (2/26/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(5/15/1998)
IAR
Texas(9/11/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
JF
JOURNEY FINANCIAL GROUP, INC.
JOURNEY FINANCIAL GROUP, INC.
CRD#: 123565 / SEC#: 801-79263
RIA
Registered Investment Advisory firm - (2/26/2014 Approved)Illinois
Registered Investment Advisory firm - (2/26/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1110 W. Lake Cook Road Suite 265b, Buffalo Grove, IL 60089
Mailing Address
Phone number
(847) 229-9191
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 823 |
| AUM (Assets Under Management) | $ 276,837,194 |
Red Flags
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Company Information
JOURNEY FINANCIAL GROUP, INC.
CRD#: 123565Buffalo Grove, IL 60089TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
