Lloyd R. Karp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lloyd Russel Karp, who also goes by Lloyd Russell Karp, was a registered financial professional .
Lloyd is a previously registered financial professional and started their career in finance in 1982. Lloyd had worked at 2 firms and has passed the Series 63, Series 7, Series 27, Series 14 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2002 - March 31, 2014
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
September 24, 1982 - December 2, 2002
W. H. REAVES & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 4/7/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
CRD#: 13233 / SEC#: , 8-28508
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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