Kevin J. Dickey
Professional summary
Kevin Jay Dickey is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Stroudsburg, Pennsylvania.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1983. Kevin has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Jay Dickey's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2002 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 1471 N 9th St, Stroudsburg, PA 18360-7574October 6, 1997 - October 1, 2002
MML INVESTORS SERVICES, LLC
February 1, 1995 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 1, 1995 - September 18, 1997
SIGNATOR INVESTORS, INC.
December 14, 1988 - November 10, 1994
HORNOR, TOWNSEND & KENT, LLC
September 11, 1985 - December 31, 1988
G. R. PHELPS & CO., INC.
November 16, 1983 - October 15, 1984
INTEGRATED RESOURCES EQUITY CORPORATION
June 2, 1983 - September 17, 1985
LINCOLN NATIONAL PENSION INSURANCE COMPANY
June 2, 1983 - September 17, 1985
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/13/2023)
(9/30/2002)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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Company Information
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272Stroudsburg, PA 18360-7574TRUST BUT VERIFY
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