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JD

Joseph P. Dematteo

DEMATTEO RESEARCH LLC
New York, NY 10022
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CRD#: 1061604
JD

Professional summary


Joseph Paul Dematteo is a registered financial professional currently at DEMATTEO RESEARCH LLC located in New York, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1982. Joseph has worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, SIE, Series 87, Series 55, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Joseph Paul Dematteo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 7, 1998 - Present

DEMATTEO RESEARCH LLC

Office #1: 70 East 55th Streey 10th Floor, New York, NY 10022Office #2: 70 East 55th Street 10th Floor, New York, NY, 10022
BD
CRD#: 43741
New York, NY
Past

July 17, 1997 - August 4, 1998

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

BD
CRD#: 3466
NEW YORK, NY
Past

March 2, 1988 - July 21, 1997

MONNESS CRESPI HARDT & CO., INC.

BD
CRD#: 7424
NEW YORK, NY
Past

April 5, 1984 - December 21, 1987

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
Past

December 21, 1982 - September 13, 1988

PURCELL GRAHAM INCORPORATED

BD
CRD#: 7187
Past

August 24, 1982 - October 5, 1983

MONNESS CRESPI HARDT & CO., INC.

BD
CRD#: 7424

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/27/1998)
RR
Connecticut
(8/1/2024)
RR
Florida
(10/1/2025)
RR
Massachusetts
(8/21/2024)
RR
New York
(10/17/1997)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/1/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/5/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


DR
DEMATTEO RESEARCH LLC
DEMATTEO MONNESS LLC | DEMATTEO RESEARCH LLC

CRD#: 43741 / SEC#: , 8-50395

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
70 East 55th Street 10th Floor, New York, NY, 10022
Mailing Address
70 East 55th Street 10th Floor, New York, NY, 10022
Phone number
(212) 883-9900
Established
Delaware since 07/14/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
DEMATTEO, JOSEPH PAULCEO / CCO1061604
KURASIEWICZ, ARTURINTRODUCING BROKER-DEALER FINANCIAL AND OPERATIONS PRINCIPAL3203735

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DEMATTEO RESEARCH LLC

CRD#: 43741New York, NY 10022

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