Dennis J. Sikorski

FIRST HEARTLAND CONSULTANTS

VALPARAISO, IN 46383

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CRD#: 1061580

Professional summary

Dennis James Sikorski is a registered financial advisor currently at FIRST HEARTLAND CONSULTANTS, INC. located in Valparaiso, Indiana and FIRST HEARTLAND CAPITAL, INC. located in Valparaiso, Indiana.

Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Dennis has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DENNIS SIKORSKI. Investment related. FIXED INSURANCE AND ANNUITY SALES. Start 7/22/02. SIKORSKI WEALTH MANAGEMENT GROUP. Investment related. THIRD PARTY ADMIN, PAYROLL AND ACCOUNTING. Start 1/1/95. FIRST HEARTLAND CONSULTANTS, Inc. Investment related. IAR. INVESTMENT ADVISORY SERVICES. Start 7/22/02. TALKING NUMBERS, LLC. Not investment related. Member. RENTAL PROPERTY. Start 7/26/13.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis James Sikorski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 2, 2002 - Present

FIRST HEARTLAND CONSULTANTS, INC.

Office #1: 203 E Jefferson Street, Valparaiso, IN 46383

RIA

CRD#: 110377

VALPARAISO, IN

Current

July 22, 2002 - Present

FIRST HEARTLAND CAPITAL, INC.

Office #1: 203 E. Jefferson St, Valparaiso, IN 46383

CRD#: 32460

Valparaiso, IN

Past

December 3, 1998 - August 21, 2002

LPL FINANCIAL LLC

RIA

CRD#: 6413

VALPARAISO, IN

Past

September 22, 1993 - August 21, 2002

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

April 20, 1992 - September 28, 1993

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BOSTON, MA

Past

May 24, 1991 - April 6, 1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

May 24, 1991 - April 6, 1992

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

September 21, 1982 - May 16, 1991

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

September 21, 1982 - May 16, 1991

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.

CRD#: 110377 / SEC#: 801-46595

RIA

Registered Investment Advisory firm - (5/23/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(2/4/2021)

Florida
(1/16/2003)

Georgia
(5/22/2023)

Illinois
(7/22/2002)

IAR

Illinois
(2/28/2008)

Indiana
(7/22/2002)

IAR

Indiana
(8/2/2002)

Louisiana
(2/26/2021)

Michigan
(11/12/2009)

Nevada
(10/19/2020)

New Mexico
(1/11/2016)

North Carolina
(6/3/2008)

Ohio
(9/30/2020)

Pennsylvania
(1/13/2025)

South Carolina
(7/18/2022)

IAR

Texas
(9/23/2021)

Texas
(9/24/2021)

Washington
(1/6/2020)

Wisconsin
(7/22/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/23/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/8/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/20/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/2/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.

CRD#: 110377 / SEC#: 801-46595

RIA

Registered Investment Advisory firm - (5/23/1994 Approved)

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Contact information

Main Address

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367

Mailing Address

Phone number

(636) 625-0900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRST HEARTLAND CONSULTANTS, INC. (2/26/2025)

FIRST HEARTLAND CONSULTANTS INC. APPENDIX 1 TO FORM ADV PART 2A - FIRST HEARTLAND ASSET STRATEGIES WRAP FEE PROGRAM (2/26/2025)

FIRST HEARTLAND CONSULTANTS INC-APPENDIX I TO ADV PART 2A WRAP FEE PROGRAM (2/26/2025)

FIRST HEARTLAND CONSULTANTS, INC.-APPENDIX I TO FORM ADV PART 2A-RETIREMENT PLAN WRAP SERVICES (2/26/2025)

Regulatory assets under management

Total Number of Accounts	9,231
AUM (Assets Under Management)	$ 1,771,078,009

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/13/2025	Cover Page	Report
08/12/2024	Cover Page	Report
12/07/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Dennis J. Sikorski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis James Sikorski's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST HEARTLAND CAPITAL, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SIGNATOR FINANCIAL SERVICES, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

FIRST HEARTLAND CONSULTANTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/23/2004

Series 63

Date: 2/8/1988

SIE

Date: 10/1/2018

Series 7

Date: 11/19/1988

Series 6

Date: 9/20/1982

Series 24

Date: 6/2/1994

FINRA

Current Firm

FIRST HEARTLAND CONSULTANTS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIRST HEARTLAND CONSULTANTS, INC.

TRUST BUT VERIFY

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