Patrick J. Clarke
Professional summary
Patrick Joseph Clarke JR, who also goes by Patrick Joseph Clarke, is a registered financial professional currently at WALL STREET ACCESS located in Holmdel, New Jersey.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1982. Patrick has worked at 8 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Joseph Clarke JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2012 - Present
WALL STREET ACCESS
Office #2: 766 Shrewsbury Avenue, Tinton Falls, NJ 07724May 27, 2011 - July 26, 2012
RODMAN & RENSHAW, LLC
January 9, 2003 - May 27, 2011
HUDSON SECURITIES,INC.
February 2, 1998 - January 6, 2003
APEX CLEARING CORPORATION
October 14, 1997 - February 2, 1998
NASH, WEISS & CO.
March 20, 1990 - October 14, 1997
NASH, WEISS & CO.
January 11, 1985 - March 20, 1990
UBS CAPITAL MARKETS L.P.
August 27, 1982 - January 18, 1985
HERZOG, HEINE, GEDULD, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/15/2023)
(7/25/2012)
(7/25/2012)
(7/25/2012)
(7/25/2012)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/14/1999
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WALL STREET ACCESS
CRD#: 10012 / SEC#: , 8-25936
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DPK SECURITIES, LLC | 98% OWNER/GENERAL PARTNER | |
| DENIS P. KELLEHER, LLC | 2% OWNER/GENERAL PARTNER | |
| GOETCHIUS, ARTHUR LEROY | CHIEF EXECUTIVE OFFICER | 1374251 |
| KELLEHER, SEAN MICHAEL | PRESIDENT | 1726997 |
| LAVIN, WILLIAM KANE JR | EXECUTIVE MANAGING DIRECTOR / ROSFP | 2703117 |
| MITCHELL, JOHN LOUIS | CHIEF FINANCIAL OFFICER / FINOP | 2193524 |
| O'CONNELL, JOHN PATRICK | ASSISTANT CONTROLLER | 4698479 |
| VISCOVICH, GREGORY DOMINIC | CHIEF COMPLIANCE OFFICER | 2621348 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
