Michiel C. Mccarty
Professional summary
Michiel Cleve Mccarty is a registered financial professional currently at M.M. DILLON & CO. LLC located in Greenwich, Connecticut.
Michiel is registered as a RR (Registered Representative) and started their career in finance in 1982. Michiel has worked at 7 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michiel Cleve Mccarty's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2009 - Present
M.M. DILLON & CO. LLC
Office #1: One Sound Shore Drive Suite 100, Greenwich, CT 06830January 2, 2004 - April 3, 2009
CRT CAPITAL GROUP LLC
June 29, 1999 - January 5, 2004
GLEACHER PARTNERS LLC
March 6, 1996 - June 29, 1999
NATWEST FINANCE INC.
December 21, 1991 - January 16, 1996
S.G. WARBURG & CO. INC.
September 15, 1982 - May 24, 1989
DILLON, READ ENSKILDA PARTNERS
February 26, 1982 - November 20, 1991
SBC WARBURG DILLON READ INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2011)
(2/7/2025)
(6/10/2015)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
M.M. DILLON & CO. LLC
CRD#: 19878 / SEC#: , 8-37893
Contact information
FINRA licenses (8 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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