TB
Thomas J. Belisari
KEY FINANCIAL
WEST CHESTER, PA 19380
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CRD#: 1061290
TB
Professional summary
Thomas Joseph Belisari, CFP® is a registered financial advisor currently at KEY FINANCIAL, INC. located in West Chester, Pennsylvania and OSAIC WEALTH, INC. located in West Chester, Pennsylvania.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Thomas has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Estate Planning
Tax Planning
Insurance Planning
Employee and Employer Plan Ben...
Investment Planning
Retirement Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. KEY FINANCIAL, INC. POSITION: Investment Advisor Representative NATURE: Registered Investment Adviser INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 65 START DATE: 01/01/1991 ADDRESS: 1560 McDaniel Drive, West Chester PA 19380, United States DESCRIPTION: Retirement Planning, Investment planning, Cash-flow, budgeting, General planning 2. WEST WHITELAND TOWNSHIP PENSION ADVISORY BOARD POSITION: Chairman NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/19/2011 ADDRESS: 101 Commerce Drive, Exton PA 19341, United States DESCRIPTION: Review the investments and performance of the police and nonuniform pension plans; make suggestions if necessary. 3. THOMAS J. BELISARI POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1984 ADDRESS: 1560 Mcdaniel Drive, West Chester PA 19380, United States DESCRIPTION: Sell Life insurance, Long-Term care Insurance
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Joseph Belisari's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
December 5, 1994 - Present
KEY FINANCIAL, INC.
Office #1: 1560 Mcdaniel Drive, West Chester, PA 19380RIA
CRD#: 116240
WEST CHESTER, PA
Current
April 1, 1997 - Present
OSAIC WEALTH, INC.
Office #1: 1560 Mcdaniel Drive, West Chester, PA 19380RIA
BD
CRD#: 23131
West Chester, PA
Past
September 6, 1991 - April 1, 1997
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
December 21, 1982 - September 12, 1991
GIRARD INVESTMENT SERVICES, LLC
BD
CRD#: 1834
SOUDERTON, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KEY FINANCIAL, INC.
KEY FINANCIAL, INC.
CRD#: 116240 / SEC#: 801-107742
RIA
Registered Investment Advisory firm - (5/5/2016 Approved)Delaware
Registered Investment Advisory firm - (5/11/2016 Terminated)Florida
Registered Investment Advisory firm - (5/11/2016 Terminated)Maryland
Registered Investment Advisory firm - (7/18/2016 Terminated)Massachusetts
Registered Investment Advisory firm - (5/11/2016 Terminated)North Carolina
Registered Investment Advisory firm - (5/16/2016 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/12/2016 Terminated)South Carolina
Registered Investment Advisory firm - (5/11/2016 Terminated)Texas
Registered Investment Advisory firm - (5/11/2016 Terminated)Virginia
Registered Investment Advisory firm - (5/11/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/11/2018)
RR
Arizona(11/29/2016)
RR
California(6/30/2003)
RR
Colorado(10/7/2011)
RR
Connecticut(4/27/2004)
RR
Delaware(8/26/2015)
RR
Florida(4/1/1997)
RR
Georgia(2/5/2021)
RR
Hawaii(4/30/2013)
RR
Maryland(8/25/2005)
RR
Massachusetts(4/1/1997)
RR
Mississippi(9/8/2005)
RR
New Hampshire(8/21/2000)
RR
New Jersey(4/1/1997)
RR
New Mexico(4/13/2009)
RR
North Carolina(7/8/2005)
RR
Pennsylvania(4/1/1997)
IAR
Pennsylvania(11/6/1997)
RR
Puerto Rico(4/24/2023)
RR
Texas(11/29/2019)
IAR
Texas(5/4/2022)
RR
Virginia(4/1/1997)
RR
West Virginia(8/4/2020)
RR
Wisconsin(9/11/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KF
KEY FINANCIAL, INC.
KEY FINANCIAL, INC.
CRD#: 116240 / SEC#: 801-107742
RIA
Registered Investment Advisory firm - (5/5/2016 Approved)Delaware
Registered Investment Advisory firm - (5/11/2016 Terminated)Florida
Registered Investment Advisory firm - (5/11/2016 Terminated)Maryland
Registered Investment Advisory firm - (7/18/2016 Terminated)Massachusetts
Registered Investment Advisory firm - (5/11/2016 Terminated)North Carolina
Registered Investment Advisory firm - (5/16/2016 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/12/2016 Terminated)South Carolina
Registered Investment Advisory firm - (5/11/2016 Terminated)Texas
Registered Investment Advisory firm - (5/11/2016 Terminated)Virginia
Registered Investment Advisory firm - (5/11/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1045a Andrew Drive, West Chester, PA 19380
Mailing Address
Phone number
(610) 429-9050
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,622 |
| AUM (Assets Under Management) | $ 2,457,029,591 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
