John L. Morris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Logan Morris was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 3, Series 7, Series 23 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2016 - March 7, 2018
WM. H. MURPHY & CO., INC.
January 29, 2016 - June 6, 2016
I-BANKERS DIRECT, LLC
December 19, 2014 - January 7, 2016
V2V SECURITIES LLC
February 14, 2014 - December 11, 2014
BEDMINSTER FINANCIAL GROUP, LIMITED
February 14, 2013 - January 17, 2014
SNOWDEN CAPITAL ADVISORS LLC
April 4, 2012 - January 17, 2014
SNOWDEN ACCOUNT SERVICES LLC
September 19, 2005 - April 28, 2011
CBF ADVISORS, LLC
July 13, 2005 - December 31, 2011
MANAGED ACCOUNT SERVICES, LLC
November 12, 1982 - January 20, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 1982 - March 2, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 9/16/1989
Foreign Currency Options ExaminationSeries 8
Date: 4/30/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WM. H. MURPHY & CO., INC.
CRD#: 27274 / SEC#: , 8-42982
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MURPHY, WILLIAM HERBERT | PRESIDENT, DIRECTOR/CHIEF COMPLIANCE OFFICER | 343492 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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