Vance G. Reynoir
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vance Greenslit Reynoir was a registered financial advisor .
Vance is a previously registered financial advisor and started their career in finance in 1982. Vance had worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2007 - October 25, 2021
DORSEY & COMPANY, INC.
November 20, 2006 - August 28, 2007
MID-AMERICA WEALTH MANAGEMENT, LLC
December 22, 1982 - November 19, 2007
HATTIER, SANFORD & REYNOIR, A LIMITED PARTNERSHIP, L.L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
DORSEY & COMPANY, INC.
CRD#: 1668 / SEC#: 801-35768, 8-7541
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROSPERA FINANCIAL, LLC | OWNER | |
| THOMPSON, RAYMOND ANDREW | PRESIDENT / CEO / CCO | 737094 |
Disclosures
| Regulatory Event | 15 |
Red Flags
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