Howard D. Barkett
Professional summary
Howard Dale Barkett, who also goes by H D Barkett, is a registered financial professional currently at ASSETPOINT FINANCIAL, LLC located in Arlington, Virginia.
Howard is registered as a RR (Registered Representative) and started their career in finance in 1982. Howard has worked at 9 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Howard Dale Barkett's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2015 - Present
ASSETPOINT FINANCIAL, LLC
Office #1: 1300 North 17th Street Suite 1800, Arlington, VA 22209-3810October 7, 2004 - December 2, 2005
PROMONTORY INTERFINANCIAL NETWORK, LLC
December 8, 1997 - May 27, 1999
AUSTIN ATLANTIC CAPITAL INC.
August 9, 1994 - December 3, 1997
SHAY GOVERNMENT SECURITIES CO.
August 9, 1994 - December 8, 1997
SHAY FINANCIAL SERVICES CO.
November 30, 1993 - July 20, 1994
UBS FINANCIAL SERVICES INC.
March 31, 1987 - November 12, 1993
AVANTAX INVESTMENT SERVICES, INC.
January 18, 1983 - April 24, 1985
ROTAN MOSLE INC.
August 26, 1982 - December 28, 1982
FITZGERALD, DEARMAN & ROBERTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/13/2015)
(9/28/2015)
(10/9/2015)
(10/29/2015)
(9/17/2015)
(10/8/2015)
(1/29/2016)
(11/23/2015)
(10/2/2015)
(4/6/2016)
(10/30/2015)
(10/27/2015)
(9/17/2015)
(11/2/2015)
(2/5/2016)
(9/17/2015)
(10/23/2015)
(9/21/2015)
(9/21/2015)
(11/20/2015)
(10/2/2015)
(10/7/2015)
(9/30/2015)
(9/17/2015)
(9/22/2015)
(10/21/2015)
(9/22/2015)
(10/9/2015)
(9/30/2015)
(3/11/2016)
(2/29/2016)
(11/4/2015)
(5/19/2015)
(11/25/2015)
(10/27/2015)
(10/1/2015)
(9/17/2015)
(10/2/2015)
(9/28/2015)
(10/29/2015)
(9/17/2015)
(10/27/2015)
(9/17/2015)
(2/6/2023)
(1/29/2016)
(9/21/2015)
(10/27/2015)
(10/14/2015)
(5/19/2015)
(10/2/2015)
(10/27/2015)
(9/22/2015)
(9/30/2015)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ASSETPOINT FINANCIAL, LLC
CRD#: 168796 / SEC#: , 8-69332
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTRAFI LLC (F/K/A INTRAFI NETWORK LLC) | MEMBER | |
| BERGIN, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER & EXECUTIVE REPRESENTATIVE | 3056261 |
| KINNER, STEPHEN JOHN | CHIEF EXECUTIVE OFFICER | 2542667 |
| PARISE, JANICE DRU | FINOP, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2338583 |
Red Flags
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