Barbara J. Sutton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Jean Sutton, who also goes by Barbara Jean Heywood, Barbara Jean Sutton Ms, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1983. Barbara had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2016 - January 12, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
April 18, 2016 - January 12, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 30, 2005 - April 29, 2016
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 16, 2005 - April 29, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
August 19, 2004 - May 29, 2020
JACKSON ROSKELLEY WEALTH ADVISORS, INC.
June 15, 2004 - August 19, 2005
SUNAMERICA SECURITIES, INC.
April 11, 2002 - August 31, 2004
SENTRA SECURITIES CORPORATION
July 5, 1996 - August 31, 2004
SENTRA SECURITIES CORPORATION
September 4, 1991 - May 28, 1996
THE ADVISORS GROUP, INC.
December 20, 1988 - October 25, 1991
FFEC WEALTH PARTNERS LLC
January 7, 1987 - December 9, 1988
TITAN/VALUE EQUITIES GROUP, INC.
October 23, 1984 - July 27, 1987
THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY
March 1, 1983 - January 15, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
