John F. Balsis
Professional summary
John Francis Balsis is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Huntington Beach, California.
John is registered as a RR (Registered Representative) and started their career in finance in 1985. John has worked at 8 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Francis Balsis's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 22, 1999 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 16168 Beach Blvd Ste 115, Huntington Beach, CA 92647-3875February 10, 1993 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 10, 1993 - August 21, 1998
SIGNATOR INVESTORS, INC.
September 9, 1991 - January 22, 1993
TRANSAMERICA FINANCIAL ADVISORS, INC.
December 21, 1987 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
December 21, 1987 - May 31, 1990
MML INVESTORS SERVICES, LLC
June 23, 1986 - November 24, 1987
G. R. PHELPS & CO., INC.
March 18, 1985 - June 18, 1986
SECURITIES MANAGEMENT & RESEARCH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/4/2020)
(7/22/1999)
(6/12/2025)
(7/15/2022)
(12/8/2022)
(6/23/2021)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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