Timothy A. Almy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Albert Almy was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1982. Timothy had worked at 3 firms and has passed the Series 65, Series 63, Series 5, Series 3, Series 7, Series 6 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2005 - July 23, 2014
ALMY ASSET MANAGEMENT, LLC
May 10, 1983 - January 22, 1990
CITIGROUP GLOBAL MARKETS INC.
August 11, 1982 - January 22, 1983
THE VARIABLE ANNUITY MARKETING COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/2/1987
Interest Rate Options ExaminationSeries 8
Date: 6/7/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ALMY ASSET MANAGEMENT, LLC
CRD#: 135855 / SEC#:
Contact information
Red Flags
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