Henry M. Acosta
Professional summary
Henry Michael Acosta III, who also goes by Henry Michael Acosta, is a registered financial professional currently at DINOSAUR FINANCIAL GROUP, L.L.C located in New York, New York.
Henry is registered as a RR (Registered Representative) and started their career in finance in 1982. Henry has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Henry Michael Acosta III's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2017 - Present
DINOSAUR FINANCIAL GROUP, L.L.C
Office #1: 33 Whitehall Street #1102, New York, NY 10004November 15, 2010 - January 11, 2017
BGC FINANCIAL, L.P.
July 5, 2005 - November 16, 2010
B. RILEY WEALTH MANAGEMENT
June 11, 1997 - June 28, 2005
FIRST BROKERS SECURITIES LLC
February 5, 1991 - May 30, 1997
DEALERWEB LLC
January 11, 1990 - January 28, 1991
GARBAN CAPITAL MARKETS LLC
July 25, 1987 - May 18, 1989
TULLETT & TOKYO SECURITIES, INC.
September 23, 1982 - March 6, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/22/2024)
(1/24/2017)
Exams
FINRA
Nasdaq Stock Market
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
