MR
Michael A. Raeber
CETERA INVESTMENT ADVISERS LLC
SAINT LOUIS, MO 63126
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CRD#: 1059237
MR
Professional summary
Michael Anthony Raeber, AIF®, ChFC® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Saint Louis, Missouri and CETERA ADVISORS LLC located in St Louis, Missouri.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Michael has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) MICHAEL RAEBER; INSURANCE; START DATE:4/4/2008. 2.) CRESTWOOD-SUNSET HILLS CHAMBER OF COMMERCE; NON-PROFIT ORGANIZATION; START DATE:4/4/2008. 3.) KIWANIS CLUB OF CRESTWOOD-SUNSET HILLS; NON-PROFIT ORGANIZATION; START DATE:4/4/2008. 4.) TOYS FOR SCHOOL KIDS; NON-PROFIT ORGANIZATION; START DATE:4/4/2008. 5.) NAME OF OTHER BUSINESS: EFS DEVELOPMENT, INC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: REAL ESTATE, START DATE: 07/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: OWNS OFFICE BUILDING; 6.) NAME OF OTHER BUSINESS: RAEBER EQUITY FINANCIAL SERVICES, INC, DBA EQUITY FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7.) EQUITY FINANCIAL SERVICES; NON-CPA ACCOUNTING; START DATE:6/1/1989 8.) MARILYN A HOCK REV LIVING TRUST; SUCCESSOR TRUSTEE; FIDUCIARY POSITION, START DATE: 7/17/17; 4 HOURS PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Anthony Raeber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8615 Pardee Ln, Saint Louis, MO 63126RIA
CRD#: 105644
SAINT LOUIS, MO
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 8615 Pardee Lane, St Louis, MO 63126BD
CRD#: 10299
St Louis, MO
Past
May 30, 2008 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
ST LOUIS, MO
Past
January 1, 2007 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
SAINT LOUIS, MO
Past
November 12, 1996 - January 1, 2007
FFP ADVISORY SERVICES INC
RIA
CRD#: 110778
ST. LOUIS, MO
Past
March 30, 1989 - May 30, 2008
FFP SECURITIES, INC.
BD
CRD#: 16337
ST. LOUIS, MO
Past
November 2, 1988 - April 10, 1989
CAREY JAMISON & COMPANY
BD
CRD#: 14129
Past
January 12, 1987 - October 31, 1988
HIBBARD BROWN & CO., INC.
BD
CRD#: 18246
NEW YORK, NY
Past
July 24, 1985 - February 13, 1987
BOARDWALK CAPITAL CORPORATION
BD
CRD#: 10279
Past
September 28, 1982 - July 30, 1985
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/8/2022)
RR
Arkansas(9/25/2025)
RR
California(9/8/2022)
RR
Colorado(10/27/2023)
RR
District of Columbia(7/14/2025)
RR
Florida(9/8/2022)
RR
Illinois(9/8/2022)
RR
Iowa(9/8/2022)
RR
Kentucky(9/8/2022)
RR
Massachusetts(9/8/2022)
IAR
Missouri(11/12/2020)
RR
Missouri(9/8/2022)
RR
Montana(5/23/2024)
RR
Nebraska(8/2/2023)
RR
New Jersey(9/8/2022)
RR
North Carolina(9/8/2022)
RR
South Carolina(4/29/2025)
RR
Tennessee(9/8/2022)
RR
Texas(9/8/2022)
IAR
Texas(10/31/2022)
RR
Utah(9/8/2022)
RR
Wisconsin(9/8/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
